Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Drue Christopher AndersonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-06-2018
Terry Lee HoganMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Josef Mark Hess Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Kenneth Wayne LeeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Philip RoedererMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Craig DobbsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Seth Steven YudesMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Robert MullenMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Thomas John Meltzer Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Marc Allen PellissierMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Robert William BestMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Matthew Robert ViarsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Kevin Raymond ChapmanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Philip Thomas MooreMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Peter Z. LougheedMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Terry Allen DirrimMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Troy T ChartersMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Seth KordanskyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Hyman DunnMorgan StanleyCitigroup Global Markets Inc.06-01-2009
George Cullen StanleyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mark John JakubovieMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Peter Craig BarkerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael E. HarperLPL Financial LLCCitigroup Global Markets Inc.05-22-2009
William Arlan Gray Jr.Raymond James & Associates, Inc.Citigroup Global Markets Inc.05-15-2009
Scott Alan BaileyRaymond James & Associates, Inc.Citigroup Global Markets Inc.05-15-2009
Next Page »

Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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