Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel HamiltonPruco Securities, LLC.Edward Jones05-03-2012
James Kermit Lewis IIIChase Investment Services Corp.Edward Jones$2506-01-2012
Antenielle Marie BellCharter Advisory CorporationEdward Jones$2506-04-2012
James E. BaltzersenSummit Brokerage Services, Inc.Edward Jones06-25-2012
Christopher Dwayne BeanNorthwestern Mutual Investment Services, LLCEdward Jones07-02-2012
Luke Edward DoedtmanPruco Securities, LLC.Edward Jones08-23-2012
Jean Lynn LongJ.J.B. Hilliard, W.L. Lyons, LLCEdward Jones08-28-2012
John Thomas Hays IIIWells Fargo Advisors Financial Network, LLCEdward Jones$10001-04-2013
Brian David NealHefty Wealth PartnersEdward Jones$1002-01-2013
David W. RothMorgan StanleyEdward Jones$2502-15-2013
Connor Louis SmithFifth Third Securities, Inc.Edward Jones02-19-2013
Michael Jon EngelstadWells Fargo Advisors Financial Network, LLCEdward Jones03-01-2013
Jodi Ann EngelstadWells Fargo Advisors Financial Network, LLCEdward Jones$5003-01-2013
James Robert Hopkins Jr.Wells Fargo Clearing Services, LLCEdward Jones$5003-08-2013
William Jeffrey MarkleyU.S. Bancorp Investments, Inc.Edward Jones09-03-2013
George H SuhrMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-12-2013
Kyle A. PlattPNC InvestmentsEdward Jones10-24-2013
Brian Alan NussbaumFifth Third Securities, Inc.Edward Jones12-05-2013
Ryan C. BonnerWells Fargo Clearing Services, LLCEdward Jones$1002-12-2014
Angela J. HillLPL Financial LLCEdward Jones$5005-02-2014
Keith WilsonSelect Portfolio, Inc.Edward Jones08-05-2014
Levi John HendershottMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-11-2014
Sammuel Heath SimcoeLPL Financial LLCEdward Jones01-23-2015
Myles Grant HartwigThurston Springer FinancialEdward Jones$10002-10-2015
Douglas Harmon StineRBC Capital Markets, LLCEdward Jones02-23-2015
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Showing 51 to 75 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.