Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Klye LanteigneThrivent Investment Management Inc.Edward Jones05-07-2009
Adam ChristnerLPL Financial LLCEdward Jones12-15-2017
Adam Lee YoungHoosier Financial Inc.Edward Jones09-24-2009
Allen Edward CintasWells Fargo Clearing Services, LLCEdward Jones$1008-19-2011
Andrew SmithLPL Financial LLCEdward Jones$1007-16-2018
Angela Bernice CollinsJ.P. Morgan Securities LLCEdward Jones11-07-2016
Brandon Wayne GreggFifth Third Securities, Inc.Edward Jones04-10-2015
Brenda Lynn GoekenAmeriprise Financial Services, Inc.Edward Jones$2511-15-2018
Brett Alan BrooksThe Huntington Investment CompanyEdward Jones08-30-2010
Brett GladdenCUNA Brokerage Services, Inc.Edward Jones03-29-2016
Cheryl Jean StultzCambridge Investment Research, Inc.Edward Jones10-07-2016
Craig Allen ReplogleRobert W. Baird & Co. IncorporatedEdward Jones$1009-16-2011
Daniel MaloneyThurston Springer FinancialEdward Jones06-26-2019
David Alexander KlugerWells Fargo Clearing Services, LLCEdward Jones09-29-2017
David J. ThomasLPL Financial LLCEdward Jones$1001-26-2011
David W. RothMorgan StanleyEdward Jones$2502-15-2013
Dennis Lee EalingLPL Financial LLCEdward Jones$1008-18-2017
Derrick T. WellsAmeriprise Financial Services, Inc.Edward Jones$10307-17-2015
Derrick Thomas WellsAmeriprise Financial Services, Inc.Edward Jones$5007-17-2015
Douglas Harmon StineRBC Capital Markets, LLCEdward Jones02-23-2015
Evan LunsfordLPL Financial LLCEdward Jones10-30-2015
Greg FlynnJ.P. Morgan Securities LLCEdward Jones11-15-2018
Hellen Marie JustusEK Riley Investments, LLCEdward Jones07-22-2015
James BaltzersenSummit Brokerage ServicesEdward Jones$5106-25-2012
James E. BaltzersenSummit Brokerage Services, Inc.Edward Jones06-25-2012
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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