Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Daniel CombsRaymond James Financial Services, Inc.J.P. Morgan Securities LLC04-01-2019
Jonathan F. LeeTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC02-21-2019
Norma Jean SimsSecurities America, Inc.J.P. Morgan Securities LLC12-14-2018
Joshua David McglothlinCambridge Investment Research, Inc.J.P. Morgan Securities LLC10-03-2018
Christopher Scott BechertEdward JonesJ.P. Morgan Securities LLC08-31-2018
Mark David AnleitnerCWM, LLCJ.P. Morgan Securities LLC08-06-2018
Mark Vincent ObrzutRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15008-03-2018
Nathan D. ShieldsRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15008-03-2018
Christopher Evan RayEdward JonesJ.P. Morgan Securities LLC05-04-2018
Alec Elias RosarioMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$1010-02-2017
Tyler Joe RensbergerCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC03-01-2017
Kelly Joseph MaloneLincoln Financial Advisors CorporationJ.P. Morgan Securities LLC10-08-2015
Joshua Andrew StultzCUSO Financial Services, L.P.J.P. Morgan Securities LLC09-17-2015
Joseph Patrick MillerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC08-21-2015
Matthew R. VincentCetera Investment Services LLCJ.P. Morgan Securities LLC07-07-2015
Clay Griffin KoehlerNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC06-16-2015
Chad Edward SlaughterFifth Third Securities, Inc.J.P. Morgan Securities LLC04-28-2015
Dustin James StahleyCetera Investment Services LLCJ.P. Morgan Securities LLC$2504-27-2015
Steven Joseph RastrelliPNC InvestmentsJ.P. Morgan Securities LLC04-03-2015
Jeffrey A. SharpCapital AnalystsJ.P. Morgan Securities LLC03-05-2015
Brian E. Van DuynLPL Financial LLCJ.P. Morgan Securities LLC02-23-2015
Jacob StatzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-19-2015
Jill Lynn MinknerThe Huntington Investment CompanyJ.P. Morgan Securities LLC10-30-2014
Lisa Marie JonesFifth Third Securities, Inc.J.P. Morgan Securities LLC10-15-2014
Brad A. TribbleCetera Advisors LLCJ.P. Morgan Securities LLC10-10-2014
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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