Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimra Gayle ManionAllstate Financial Services, LLCJ.P. Morgan Securities LLC07-18-2017
Kenneth Eric FritzAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC$5002-13-2018
Nicholas John HoetmerAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-20-2016
Joseph Patrick MillerAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC$108-21-2015
Amy J. SmithBerthel, Fisher & Company Financial Services, Inc.J.P. Morgan Securities LLC09-17-2014
Derek A. NicklesonBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC06-20-2017
Jason A. RobertsBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC07-24-2014
Joseph Daniel StrackBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC08-07-2013
Joshua David McglothlinCambridge Investment Research, Inc.J.P. Morgan Securities LLC10-03-2018
Jeffrey A. SharpCapital AnalystsJ.P. Morgan Securities LLC03-05-2015
Brad A. TribbleCetera Advisors LLCJ.P. Morgan Securities LLC10-10-2014
Matthew Thomas ReiberCetera Investment Services LLCJ.P. Morgan Securities LLC01-29-2019
Patrick D. ReithCetera Investment Services LLCJ.P. Morgan Securities LLC06-13-2016
Zachary Alan FiandtCetera Investment Services LLCJ.P. Morgan Securities LLC01-04-2016
Matthew R. VincentCetera Investment Services LLCJ.P. Morgan Securities LLC07-07-2015
Joseph Lamont WilliamsCetera Investment Services LLCJ.P. Morgan Securities LLC$1007-01-2015
Dustin James StahleyCetera Investment Services LLCJ.P. Morgan Securities LLC$2504-27-2015
Michael T. CottierCetera Investment Services LLCJ.P. Morgan Securities LLC06-27-2014
Mitchell T. WolfeCetera Investment Services LLCJ.P. Morgan Securities LLC03-06-2013
Jenada Ileen TaylorCharles Schwab & Co., Inc.J.P. Morgan Securities LLC04-09-2019
Vincent J. SeatsCharles Schwab & Co., Inc.J.P. Morgan Securities LLC04-08-2019
Jeremy Michael CoonsCharles Schwab & Co., Inc.J.P. Morgan Securities LLC07-27-2018
William Christopher CollinsCharles Schwab & Co., Inc.J.P. Morgan Securities LLC04-17-2017
Michael L. Fuller Jr.Charles Schwab & Co., Inc.J.P. Morgan Securities LLC06-03-2014
Cean Renee BentCity Securities CorporationJ.P. Morgan Securities LLC03-28-2014
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Showing 1 to 25 of 156 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.