Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Wagoner PellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10005-08-2009
Joseph M. Olexa Jr.Morgan StanleyJ.P. Morgan Securities LLC$10009-11-2009
Todd Temple NiersteFifth Third Securities, Inc.J.P. Morgan Securities LLC03-06-2010
Mark Lloyd SmithPNC InvestmentsJ.P. Morgan Securities LLC12-03-2012
Jennifer A. ClarkeCUSO Financial Services, L.P.J.P. Morgan Securities LLC05-01-2013
Caleb Thomas QuickMorgan StanleyJ.P. Morgan Securities LLC05-03-2013
Nikki Rae MooreCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC06-12-2013
Matthew Mcclure GreenUBS Financial Services Inc.J.P. Morgan Securities LLC$1007-05-2013
Joseph Daniel StrackBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC08-07-2013
Andrew C. DickersonFBL Marketing Services, LLCJ.P. Morgan Securities LLC11-13-2013
Teresa Denise McMillanFifth Third Securities, Inc.J.P. Morgan Securities LLC02-26-2014
James Mason HughesValeo Financial Advisors, LLCJ.P. Morgan Securities LLC04-15-2014
Michael T. CottierCetera Investment Services LLCJ.P. Morgan Securities LLC06-27-2014
Jason A. RobertsBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC$1007-24-2014
Hannah K. BotkinUBS Financial Services Inc.J.P. Morgan Securities LLC08-06-2014
Brad A. TribbleCetera Advisors LLCJ.P. Morgan Securities LLC10-10-2014
Lisa Marie JonesFifth Third Securities, Inc.J.P. Morgan Securities LLC10-15-2014
Jill Lynn MinknerThe Huntington Investment CompanyJ.P. Morgan Securities LLC10-30-2014
Jacob StatzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-19-2015
Brian E. Van DuynLPL Financial LLCJ.P. Morgan Securities LLC02-23-2015
Jeffrey A. SharpCapital AnalystsJ.P. Morgan Securities LLC03-05-2015
Steven Joseph RastrelliPNC InvestmentsJ.P. Morgan Securities LLC04-03-2015
Dustin James StahleyCetera Investment Services LLCJ.P. Morgan Securities LLC$2504-27-2015
Chad Edward SlaughterFifth Third Securities, Inc.J.P. Morgan Securities LLC04-28-2015
Clay Griffin KoehlerNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC06-16-2015
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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