Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shellie Michelle VernonJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC12-18-2019
Mark Alan LaneCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC10-31-2019
Kathy Arlene WilsonUBS Financial Services Inc.J.P. Morgan Securities LLC10-23-2019
Colt Anthony SchumakerState Farm VP Management Corp.J.P. Morgan Securities LLC09-26-2019
Adam D. LoweRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-20-2019
Erik W WeissRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-13-2019
William Lee CardwellRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-06-2019
Brandi A DowneyRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-06-2019
Matthew Aaron KnoblauchMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-06-2019
William Jefferson MillerStifel, Nicolaus & Company, IncorporatedJ.P. Morgan Securities LLC07-05-2019
Matthew Robert TodtCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC06-24-2019
Peter Gorman BjelopetrovichSalzinger Sheaff Brock, LLCJ.P. Morgan Securities LLC05-08-2019
Jenada Ileen TaylorCharles Schwab & Co., Inc.J.P. Morgan Securities LLC04-09-2019
Vincent J. SeatsCharles Schwab & Co., Inc.J.P. Morgan Securities LLC04-08-2019
Drew R. CarterThe Huntington Investment CompanyJ.P. Morgan Securities LLC04-04-2019
Nicholas Daniel CombsRaymond James Financial Services, Inc.J.P. Morgan Securities LLC04-01-2019
Jonathan F. LeeTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC02-21-2019
Corey James CordrayFifth Third Securities, Inc.J.P. Morgan Securities LLC02-11-2019
Matthew Thomas ReiberCetera Investment Services LLCJ.P. Morgan Securities LLC01-29-2019
Tiffany Rae BrumbaughLPL Financial LLCJ.P. Morgan Securities LLC01-14-2019
Norma Jean SimsSecurities America, Inc.J.P. Morgan Securities LLC12-14-2018
Joshua David McglothlinCambridge Investment Research, Inc.J.P. Morgan Securities LLC10-03-2018
Erik Charles TomLPL Financial LLCJ.P. Morgan Securities LLC09-26-2018
Christopher Scott BechertEdward JonesJ.P. Morgan Securities LLC08-31-2018
Braylen Michael ScottLPL Financial LLCJ.P. Morgan Securities LLC08-21-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.