Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell Lloyd HardinMoney Man MitchLPL Financial LLC07-02-2019
Michael Anthony TavelTavel Insurance & Financial Services, LLCLPL Financial LLC04-24-2019
Eric David Robinson Sr.Pruco Securities, LLC.LPL Financial LLC$2502-06-2019
Michelle Lynn WoodLincoln Financial Advisors CorporationLPL Financial LLC$5001-07-2019
Derek Andrew WilsonRaymond James Financial Services, Inc.LPL Financial LLC12-12-2018
Michael Douglas LaneEdward JonesLPL Financial LLC07-13-2018
Andrew SpearsRaymond James & Associates, Inc.LPL Financial LLC05-16-2018
Stephen Robert WilliamsStrategic Wealth Management, LLCLPL Financial LLC02-23-2018
Angela Jo MercerNorthwestern Mutual Investment Services, LLCLPL Financial LLC$2502-12-2018
Djuro G VasicRoyal Alliance Associates, Inc.LPL Financial LLC01-24-2018
Allison J. ZechEdward JonesLPL Financial LLC11-24-2017
Michael Andrew BellushCetera Investment Services LLCLPL Financial LLC$2511-17-2017
Dawn Leclaire WalkerCFD Investments, Inc.LPL Financial LLC09-14-2017
Mark David VanderhagenPurshe Kaplan Sterling InvestmentsLPL Financial LLC08-25-2017
Richard A SoleimaniMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-28-2017
Marya Carey PleasantOneAmerica Securities, Inc.LPL Financial LLC03-06-2017
Clifford John YorkCetera Advisor Networks LLCLPL Financial LLC$2501-17-2017
Lynda Lisanne HershbergerCetera Investment Services LLCLPL Financial LLC12-07-2016
Joseph Phillip WaltermannCetera Investment Services LLCLPL Financial LLC$109-30-2016
James Richard BeardEdward JonesLPL Financial LLC08-15-2016
David Neil TuckerGirard Securities, Inc.LPL Financial LLC04-29-2016
BRETT MATTHEW RAMSEYIndependent Financial PartnersLPL Financial LLC04-26-2016
Lori Ann RichcreekCetera Investment Services LLCLPL Financial LLC04-19-2016
Daniel Charles MillerLincoln Financial Advisors CorporationLPL Financial LLC10-21-2015
Brian Lee CainWells Fargo Clearing Services, LLCLPL Financial LLC$5008-21-2015
Next Page »

Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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