Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Robert CorriganAusdal Financial Partners, Inc.LPL Financial LLC$5001-01-2010
John Andrew WagnerWagner Wealth Management LLCLPL Financial LLC06-07-2010
Brian R WerthCambridge Investment Research, Inc.LPL Financial LLC07-01-2010
Kelly J RhoadesRaymond James Financial Services, Inc.LPL Financial LLC09-22-2010
Thomas Jeffrey BakerRaymond James Financial Services, Inc.LPL Financial LLC$5009-22-2010
Eric Richard FeathersRaymond James Financial Services, Inc.LPL Financial LLC$5009-22-2010
Jeffrey Carl BinkleyBinkley Wealth Management Group LLCLPL Financial LLC$1009-27-2011
Mark Andrew NicholsonAmeriprise Financial Services, LLCLPL Financial LLC$2504-18-2012
Richard Scott RobinsonClient One Securities LLCLPL Financial LLC$5004-15-2014
Timothy R SteffenThurston Springer FinancialLPL Financial LLC$5004-25-2014
Melinda Kathaleen BeierFifth Third Securities, Inc.LPL Financial LLC06-18-2014
Martin Marshall Bassett IIIBassett Financial AdvisorsLPL Financial LLC$1006-24-2014
Chad Lee BaldwinEdward JonesLPL Financial LLC07-18-2014
David AresLincoln Financial Advisors CorporationLPL Financial LLC11-17-2014
Steven Allan CarlockRaymond James Financial Services, Inc.LPL Financial LLC$5005-01-2015
Andrew Bradley BakerAmeriprise Financial Services, LLCLPL Financial LLC05-29-2015
Brian Lee CainWells Fargo Clearing Services, LLCLPL Financial LLC08-21-2015
Dean Everett HickersonCharles Schwab & Co., Inc.LPL Financial LLC11-03-2015
Michael Thomas DownhamCetera Investment Services LLCLPL Financial LLC$5004-08-2016
Lori Ann RichcreekCetera Investment Services LLCLPL Financial LLC04-19-2016
David Neil TuckerGirard Securities, Inc.LPL Financial LLC$2504-29-2016
James Richard BeardEdward JonesLPL Financial LLC08-15-2016
Joseph Phillip WaltermannCetera Investment Services LLCLPL Financial LLC09-30-2016
Marya Carey PleasantOneAmerica Securities, Inc.LPL Financial LLC03-06-2017
Jamie Lynn EngleCetera Investment Services LLCLPL Financial LLC05-12-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.