Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Andrew WagnerWagner Wealth Management LLCLPL Financial LLC06-07-2010
Brian R. WerthCambridge Investment Research, Inc.LPL Financial LLC$1007-01-2010
Jeffrey Carl BinkleyBinkley Wealth Management Group LLCLPL Financial LLC09-27-2011
Alyce Faith ZollmanJ.J.B. Hilliard, W.L. Lyons, LLCLPL Financial LLC10-24-2011
Dean M. WellsLiberty Partners Financial Services, LLCLPL Financial LLC12-12-2011
Mark Andrew NicholsonAmeriprise Financial Services, Inc.LPL Financial LLC$1004-18-2012
Tyler Edward SmithFifth Third Securities, Inc.LPL Financial LLC$1010-08-2013
Timothy R SteffenThurston Springer FinancialLPL Financial LLC$1004-25-2014
Melinda Kathaleen BeierFifth Third Securities, Inc.LPL Financial LLC06-18-2014
Martin Marshall Bassett IIIBassett Financial AdvisorsLPL Financial LLC06-24-2014
Chad L. BaldwinEdward JonesLPL Financial LLC07-18-2014
Nathaniel W. CollierThrivent Investment Management Inc.LPL Financial LLC12-01-2014
Steven Allan CarlockRaymond James Financial Services, Inc.LPL Financial LLC$5005-01-2015
Andrew Bradley BakerAmeriprise Financial Services, Inc.LPL Financial LLC05-29-2015
Brian Lee CainWells Fargo Clearing Services, LLCLPL Financial LLC$5008-21-2015
Lori Ann RichcreekCetera Investment Services LLCLPL Financial LLC04-19-2016
James Richard BeardEdward JonesLPL Financial LLC08-15-2016
Joseph Phillip WaltermannCetera Investment Services LLCLPL Financial LLC09-30-2016
Marya Carey PleasantOneAmerica Securities, Inc.LPL Financial LLC03-06-2017
Dawn Leclaire WalkerCFD Investments, Inc.LPL Financial LLC09-14-2017
Michael Andrew BellushCetera Investment Services LLCLPL Financial LLC$2511-17-2017
Stephen Robert WilliamsStrategic Wealth Management, LLCLPL Financial LLC02-23-2018
Andrew SpearsRaymond James & Associates, Inc.LPL Financial LLC05-16-2018
Michael Douglas LaneEdward JonesLPL Financial LLC07-13-2018
Michelle Lynn WoodLincoln Financial Advisors CorporationLPL Financial LLC$5001-07-2019
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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