Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Fyfe Walker JrThurston Springer FinancialLPL Financial LLC03-06-2020
George Andrew Lauck Jr.Lincoln InvestmentLPL Financial LLC03-06-2020
Stacey Lynn HoffmanOneAmerica Securities, Inc.LPL Financial LLC02-14-2020
Amy Marjorie O'BrienEdward JonesLPL Financial LLC01-31-2020
Amanda Marie AlvaradoThe Huntington Investment CompanyLPL Financial LLC09-19-2019
Shari Leigh MishlerIndependent Financial Group, LLCLPL Financial LLC09-19-2019
Andrew Joseph ManesCambridge Investment Research, Inc.LPL Financial LLC08-30-2019
Emmanuel Dwight Harris Sr.Woodbury Financial Services, Inc.LPL Financial LLC06-17-2019
Kelly Sue CavanaughFifth Third Securities, Inc.LPL Financial LLC05-30-2019
David Charles HobbsLPL Financial LLCLPL Financial LLC07-19-2018
Michael Douglas LaneEdward JonesLPL Financial LLC07-13-2018
Andrew SpearsRaymond James & Associates, Inc.LPL Financial LLC05-16-2018
Karen Lynn NanceWoodbury Financial Services, Inc.LPL Financial LLC04-18-2018
Krista Ann HallCX Institutional, LLCLPL Financial LLC03-29-2018
Tanner SteppClarify Wealth ManagementLPL Financial LLC02-13-2018
Allison J. ZechEdward JonesLPL Financial LLC11-24-2017
Dawn Leclaire WalkerCFD Investments, Inc.LPL Financial LLC09-14-2017
Richard A. SoleimaniMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-28-2017
Jamie Lynn EngleCetera Investment Services LLCLPL Financial LLC05-12-2017
Marya Carey PleasantOneAmerica Securities, Inc.LPL Financial LLC03-06-2017
Donald Stephen WoodsThurston Springer FinancialLPL Financial LLC12-22-2016
Lynda Lisanne HershbergerCetera Investment Services LLCLPL Financial LLC12-07-2016
Joseph Phillip WaltermannCetera Investment Services LLCLPL Financial LLC09-30-2016
James Richard BeardEdward JonesLPL Financial LLC08-15-2016
Gary Curtis BlacketorCharles Schwab & Co., Inc.LPL Financial LLC06-13-2016
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.