Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donna Lynn PetriAllstate Financial Services, LLCMML Investors Services, LLC$10008-24-2017
Wayne Allen PiperAllstate Financial Services, LLCMML Investors Services, LLC$25011-28-2016
Daniel Alan ShepardAmeriprise Financial Services, Inc.MML Investors Services, LLC12-11-2018
Michele Marie GoldmanAmeriprise Financial Services, Inc.MML Investors Services, LLC02-06-2009
Matthew William HolbrookCambridge Investment Research, Inc.MML Investors Services, LLC$10001-08-2016
Matthew Alan GolliherCetera Investment Services LLCMML Investors Services, LLC03-15-2016
Kate White Schilling-LerzakCFD Investments, Inc.MML Investors Services, LLC07-03-2018
Leonard Lester NeislerCFD Investments, Inc.MML Investors Services, LLC$25006-25-2018
Todd Michael BonvinoCFD Investments, Inc.MML Investors Services, LLC02-16-2017
John Radford ComptonCFD Investments, Inc.MML Investors Services, LLC03-26-2012
Jonathan Dunn CracraftCH Douglas & Gray Wealth ManagementMML Investors Services, LLC02-19-2015
Christopher Neal HarmonCommonwealth Financial NetworkMML Investors Services, LLC$10008-10-2018
Ian Graham EsslingCommonwealth Financial NetworkMML Investors Services, LLC$50008-10-2018
Tyler S. MattoxCommonwealth Financial NetworkMML Investors Services, LLC08-10-2018
Steven Scott MeierCommonwealth Financial NetworkMML Investors Services, LLC$91009-22-2017
Nancy Cooper PittCommonwealth Financial NetworkMML Investors Services, LLC09-22-2017
Craig Warren MenningaCWM Wealth Management, LLCMML Investors Services, LLC10-15-2012
Blake Allen HoughtalingFifth Third Securities, Inc.MML Investors Services, LLC10-26-2010
Mark Robert MerchantFirst Allied Securities, Inc.MML Investors Services, LLC01-07-2013
Joseph Van Van DeusenGlobal Retirement Partners LLCMML Investors Services, LLC03-03-2017
Kristi K BakerGlobal Retirement Partners LLCMML Investors Services, LLC02-23-2017
Kelli Jean DavisGlobal Retirement Partners LLCMML Investors Services, LLC02-23-2017
Richard Alan RarickHorace Mann Investors, Inc.MML Investors Services, LLC$50008-18-2017
Aaron Robert RarickHorace Mann Investors, Inc.MML Investors Services, LLC07-13-2017
Clifton Douglas HawkinsInfinex Investments, Inc.MML Investors Services, LLC11-01-2019
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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