Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joe HillmanTrustWealth Strategies, LLCMML Investors Services, LLC11-26-2019
Gregory Thomas FreemanTrustWealth Strategies, LLCMML Investors Services, LLC11-19-2019
Clifton Douglas HawkinsInfinex Investments, Inc.MML Investors Services, LLC11-01-2019
Lawrence Wesley TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-30-2019
Scott Malcolm WhartonThurston Springer FinancialMML Investors Services, LLC05-23-2019
Russell FordWayfinder Financial LLCMML Investors Services, LLC05-10-2019
Kyle Robert ThomasThrivent Investment Management Inc.MML Investors Services, LLC02-04-2019
Jonathan T. BensenOneAmerica Securities, Inc.MML Investors Services, LLC01-10-2019
Daniel Alan ShepardAmeriprise Financial Services, Inc.MML Investors Services, LLC12-11-2018
Jason G. RadelPrincipal Securities, Inc.MML Investors Services, LLC10-01-2018
Joseph William NiermanLPL Financial LLCMML Investors Services, LLC09-04-2018
Tyler S. MattoxCommonwealth Financial NetworkMML Investors Services, LLC08-10-2018
Kate White Schilling-LerzakCFD Investments, Inc.MML Investors Services, LLC07-03-2018
Kevin Patrick ZeyenPruco Securities, LLC.MML Investors Services, LLC01-16-2018
Nicholas Henri NajemPruco Securities, LLC.MML Investors Services, LLC12-11-2017
Nancy Cooper PittCommonwealth Financial NetworkMML Investors Services, LLC09-22-2017
Sarah Lynn SalleePruco Securities, LLC.MML Investors Services, LLC09-05-2017
Aaron Robert RarickHorace Mann Investors, Inc.MML Investors Services, LLC07-13-2017
Joseph Van Van DeusenGlobal Retirement Partners LLCMML Investors Services, LLC03-03-2017
Susan Suthers AyersOneAmerica Securities, Inc.MML Investors Services, LLC02-23-2017
Mitchell T. ParkerLPL Financial LLCMML Investors Services, LLC02-23-2017
Kristi K BakerGlobal Retirement Partners LLCMML Investors Services, LLC02-23-2017
Kelli Jean DavisGlobal Retirement Partners LLCMML Investors Services, LLC02-23-2017
Todd Michael BonvinoCFD Investments, Inc.MML Investors Services, LLC02-16-2017
Weslee D PhelpsPruco Securities, LLC.MML Investors Services, LLC01-17-2017
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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