Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George B. GeorgiadesDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-28-2019
Victoria GreeneDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-28-2019
Christopher Maynard HillDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-21-2019
Clay Hardin JacksonDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
John Patrick PolingDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Ann D HollisDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-21-2019
Brooke Vonise MayDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Brian Paul WestcoatDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00006-07-2019
Terrance Charles MurrayDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00006-07-2019
James J. Otley Jr.David A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-12-2019
Seth Nigel WilsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Adrienne J HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-01-2019
Beau Beau HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Beau Mccoy BarrettDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$109-28-2018
Martin Wayne RiceDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-28-2018
Michael Reed MyersDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2018
Samuel James Jeffrey OtleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2018
Isaiah Taylor DouglassID Financial Planning & Wealth Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2018
Michael C FellerStratos Wealth Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2018
Bethany YoungsBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2017
James Charles SchillaciUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$111-30-2017
Blake A CollinsMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Darin Lee EtchisonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-29-2016
Jason Anthony MurdockUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-29-2016
Peter Gerard Gundy Sr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-29-2016
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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