Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew John BalteraRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2020
Amber KnappWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2020
Jennifer Lynn MedlinFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2020
Andrew Christopher CurranFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2020
Jacob Christopher RichCapstone Wealth Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2020
Jami Jean WolsieferLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Andres SalamancaFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2019
Robert Quinton MillerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2019
Liliana Zorrilla KaufmannSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2019
Alec Elias RosarioEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-16-2019
Richard A SoleimaniPFS Investments Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Michelle Lynn LaycockSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Vincent Joseph Fertitta JrSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-01-2019
Brooke Vonise MaySanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Elizabeth Emmert EvansSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
James J Otley JRSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2019
Leonard J Boniface JRRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
David Brown GillilandValeo Financial Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2019
Seth Nigel WilsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Adrienne J HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-01-2019
Beau HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Martin Rice Beau BarrettDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$24009-28-2018
Martin Wayne RiceSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-28-2018
Beau Mccoy BarrettSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Michael Reed MyersSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2018
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.