Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Harris JonesAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-06-2015
Mirjana KljajicBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2009
Martin Rice Beau BarrettDavid A. NoyesMerrill Lynch, Pierce, Fenner & Smith Incorporated$24009-28-2018
George B. GeorgiadesDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-28-2019
Victoria GreeneDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-28-2019
Christopher Maynard HillDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-21-2019
Ann D HollisDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-21-2019
Clay Hardin JacksonDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
John Patrick PolingDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Brooke Vonise MayDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Brian Paul WestcoatDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00006-07-2019
Terrance Charles MurrayDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00006-07-2019
James J. Otley Jr.David A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-12-2019
Martin Wayne RiceDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-28-2018
Beau Mccoy BarrettDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Michael Reed MyersDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2018
William Shawn WoodwardDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Seth Nigel WilsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Samuel James Jeffrey OtleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2018
Glenn Frederick IsraelEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2009
Isaiah Taylor DouglassID Financial Planning & Wealth Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2018
David Brian PerigoJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2013
Jonathan William EmerickJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Mark Aubrey LangdonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2013
Michael A. Sullivan IILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2010
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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