Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Walter BartzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Jeffery David FierceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Brendon Christopher HarbronUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Daniel Paul ChillemiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Mirjana KljajicBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2009
John Howard ReddingtonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$7501-23-2009
Raymond Samuel ByersUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-29-2009
Gregory Joseph Habig, Jennifer H. ReidUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-30-2009
Michael William BergerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1002-06-2009
William Shawn WoodwardDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Ronald Jack Deinlein Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2009
Joshua Scott CorwinLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Glenn Frederick IsraelEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2009
Jana Lynn KastleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-12-2009
Glen Charles McCormickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2010
Nicholas Jack PeregoyPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2010
Mark A. SpinosaVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2010
Gary Thomas ButlerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-29-2010
Elaine Anna KendellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2010
Michael A. Sullivan IILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2010
Larry Wayne KirchnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-25-2011
Thomas Wayne KirchnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2011
Richard L KidwellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-13-2012
Stephen Wilson Craven Sr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-31-2012
Jonathan SpaffordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$14006-29-2012
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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