Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrienne J HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-01-2019
Ahleah M TagaiOneAmerica Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2013
Aimee Joanne DavisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1004-01-2016
Amanda S BarthelemyChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1010-05-2009
Andres SalamancaFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2019
Andrew James CornellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2014
Andrew K. FairmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2013
Ann D HollisSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-21-2019
Ann E. BuckRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2015
Armando J EspinozaMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Beau HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Beau Mccoy BarrettSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-28-2018
Bethany YoungsBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2017
Blake A CollinsMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Bradley Louis RozemaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2009
Brendon Christopher HarbronUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Brian Christopher DoakSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Brian Keith LinderRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-03-2017
Brian Mark WenstrupUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2017
Brian Paul WestcoatSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00006-07-2019
Brooke Vonise MaySanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Bryan Richard WeismanFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2020
Caleb Thomas QuickChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2012
Chad N. TuckerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2009
Christopher M LambertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2018
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Showing 1 to 25 of 159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.