Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clay Hardin JacksonDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
John Patrick PolingDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Seth Nigel WilsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Beau HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Beau Mccoy BarrettDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Samuel James Jeffrey OtleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2018
Isaiah Taylor DouglassID Financial Planning & Wealth Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2018
Michael C. FellerStratos Wealth Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2018
James Charles SchillaciUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2017
Blake A CollinsMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
John C LillywhiteWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2016
Thaddeus M. EckerleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2015
Sarah Jane EderRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2015
Robert Aaron ParkeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Ann E. BuckRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2015
Walter Marcus WardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2014
David Brian PerigoJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2013
Lisa Margaret CrawfordVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2013
Mark Aubrey LangdonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2013
Jonathan William EmerickJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Joseph D. GarwoodRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2012
Thomas Wayne KirchnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2011
Michael A. Sullivan IILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2010
Elaine Anna KendellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2010
Mark A. SpinosaVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2010
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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