Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Jack PeregoyPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2010
Glen Charles McCormickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2010
Glenn Frederick IsraelEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2009
Joshua Scott CorwinLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Ronald Jack Deinlein Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2009
William Shawn WoodwardDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Mirjana KljajicBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2009
David Walter BartzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Jeffery David FierceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Brendon Christopher HarbronUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Daniel Paul ChillemiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Adrienne J HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-01-2019
Thomas Harris JonesAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-06-2015
Michael William BergerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1002-06-2009
Daniel Patrick Thompson, Matthew Alan RittenhouseRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-28-2014
Stephen Wilson Craven Sr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-31-2012
Gary Thomas ButlerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-29-2010
Jana Lynn KastleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-12-2009
Victoria GreeneDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-28-2019
Brooke Vonise MayDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Martin Wayne RiceDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-28-2018
Michael Reed MyersDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2018
William Matthew ShinnUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-01-2016
Jason Wendell RaspUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-04-2015
Andrew James CornellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2014
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Showing 26 to 50 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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