Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Wayne AllenEdward JonesMorgan Stanley03-15-2019
Edward BurgosCharles Schwab & Co., Inc.Morgan Stanley01-18-2019
Elaine Annette BeatyGoelzer Investment ManagementMorgan Stanley01-18-2019
Sean DixonJ.P. Morgan Securities LLCMorgan Stanley01-08-2019
Sandra Jeanine HarringtonUBS Financial Services Inc.Morgan Stanley03-26-2018
Dino N. EfthimiouWealth Advisory Solutions, LLCMorgan Stanley11-02-2017
Nicholas Gerald Christ FinniganWealth Advisory Solutions, LLCMorgan Stanley11-02-2017
Kimberly A McCaslinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-05-2017
Elizabeth Ann SturgeonWealth Advisory Solutions, LLCMorgan Stanley08-17-2017
Landon Espy KelloggMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-14-2017
Scott Craig ErkfitzAmeriprise Financial Services, LLCMorgan Stanley08-11-2017
Joseph Anthony DruryAmeriprise Financial Services, LLCMorgan Stanley08-11-2017
Jacqueline Sue BrownWells Fargo Advisors Financial Network, LLCMorgan Stanley03-16-2017
Mark Christopher SteffenJ.P. Morgan Securities LLCMorgan Stanley10-28-2016
Vincent James ViverosSchwab Private Client Investment Advisory, Inc.Morgan Stanley10-11-2016
Eddie Francis DeveauSanctuary Securities, Inc.Morgan Stanley06-22-2016
Kevin KarlanderThrivent Investment Management Inc.Morgan Stanley03-02-2016
Kristin Lee PopovicUBS Financial Services Inc.Morgan Stanley07-02-2015
Stephen T. ReisingWaddell & ReedMorgan Stanley04-17-2015
Tyler Austin BrandFifth Third Securities, Inc.Morgan Stanley04-09-2015
Bartholomew Todd FoxFox Custom Financial Planning LLCMorgan Stanley01-26-2015
Gerald Wayne Childs Sr.OneAmerica Securities, Inc.Morgan Stanley01-20-2015
Burkley Francis McCarthy Jr.Raymond James & Associates, Inc.Morgan Stanley10-31-2014
Brendan John OsweilerWells Fargo Clearing Services, LLCMorgan Stanley07-08-2013
Stockton Morgan SchultzUBS Financial Services Inc.Morgan Stanley04-01-2013
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.