Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Wayne AllenEdward JonesMorgan Stanley03-15-2019
Sean DixonJ.P. Morgan Securities LLCMorgan Stanley01-08-2019
Nathan William RumelyRobert W. Baird & Co. IncorporatedMorgan Stanley01-04-2018
Scott Craig Erkfitz, Joseph Anthony DruryAmeriprise Financial Services, Inc.Morgan Stanley08-11-2017
Vincent James ViverosSchwab Private Client Investment Advisory, Inc.Morgan Stanley10-11-2016
Kevin KarlanderThrivent Investment Management Inc.Morgan Stanley03-02-2016
Bartholomew Todd FoxFox Custom Financial Planning LLCMorgan Stanley01-26-2015
Stockton Morgan SchultzUBS Financial Services Inc.Morgan Stanley04-01-2013
Timothy Craig ShrewsburyEdward JonesMorgan Stanley09-30-2011
Scott William AltmanLPL Financial LLCMorgan Stanley09-23-2011
Eric Michael BruntonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-03-2011
Ryan Jay KelleyFifth Third Securities, Inc.Morgan Stanley08-30-2010
James David GeorgeLPL Financial LLCMorgan Stanley07-14-2010
Philip Allan Byers Jr.Raymond James Financial Services, Inc.Morgan Stanley10-16-2009
Beverly Ann AinsleyRaymond James & Associates, Inc.Morgan Stanley09-03-2009
Roy Kevin WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-17-2009
Nathan Lee MonroeLPL Financial LLCMorgan Stanley$2509-14-2010
John Michael StollmeyerRaymond James & Associates, Inc.Morgan Stanley$2502-26-2010
Jonathan Kristan CallawayRobert W. Baird & Co. IncorporatedMorgan Stanley$5010-02-2018
Nicholas Demetrios PitsasWells Fargo Clearing Services, LLCMorgan Stanley$5005-12-2014
John Eric DeweyEdward JonesMorgan Stanley$5006-07-2013
Kenneth Richard Warner Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley$5010-03-2012
David Albert GreenRaymond James & Associates, Inc.Morgan Stanley$5003-12-2010
David Henry NiswongerRaymond James & Associates, Inc.Morgan Stanley$5009-03-2009
Bernard Edward Packard IIRaymond James & Associates, Inc.Morgan Stanley$5009-03-2009
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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