Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip E. Lavelle Jr.Thurston Springer FinancialNew England Securities08-30-2013
Robert Hall LaneWRP Investments, Inc.New England Securities03-01-2013
Dana Harris Wiltsey StallingsAmerican Portfolios Financial Services, Inc.New England Securities08-08-2012
Andrew DraperPruco Securities, LLC.New England Securities04-30-2012
Amber N. MorrisVALIC Financial Advisors, Inc.New England Securities01-11-2012
Kyle Matthew SweetCetera Investment Services LLCNew England Securities12-21-2011
John Mark MolsknessVALIC Financial Advisors, Inc.New England Securities11-08-2011
Duane J. HaleyWells Fargo Clearing Services, LLCNew England Securities09-09-2011
James Russell LongstrethWells Fargo Clearing Services, LLCNew England Securities07-13-2011
Daniel Kevin CrookshanksWells Fargo Clearing Services, LLCNew England Securities07-08-2010
Alexander H. YatesVALIC Financial Advisors, Inc.New England Securities02-26-2010
Stephen William MarcouThe Huntington Investment CompanyNew England Securities01-19-2010
Charles Homer Clark Jr.LPL Financial LLCNew England Securities10-07-2009

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.