Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Bruce OlsonEdward JonesNorthwestern Mutual Investment Services, LLC12-09-2019
Trevor Charles Walter DavidJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC09-18-2019
Jayme S. SchwartzenburgLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC07-31-2019
Christopher Dwayne BeanThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC07-17-2019
Alexander W SpainhowardDonaldson Capital Management LLCNorthwestern Mutual Investment Services, LLC05-30-2019
Matthew DoyleTrimingham FinancialNorthwestern Mutual Investment Services, LLC11-28-2018
Stacy Jean BrueggenLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC06-25-2018
Jeffery Dale ClecknerEdward JonesNorthwestern Mutual Investment Services, LLC$15005-25-2018
Curt Brian MagureanLPL Financial LLCNorthwestern Mutual Investment Services, LLC04-04-2018
Ashley Michelle KistlerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-28-2018
Bryn April MalagonKey Investment Services LLCNorthwestern Mutual Investment Services, LLC03-12-2018
Joel David RietveldThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC03-08-2018
Nolan Andrew BreitbarthPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC01-03-2018
Neil Larsen AngerAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-06-2017
Kate Amber WrightOneAmerica Securities, Inc.Northwestern Mutual Investment Services, LLC08-07-2017
David W. SpeckmanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-12-2017
Samuel R. WalkerAffinity Financial - The Walker Group LLCNorthwestern Mutual Investment Services, LLC03-01-2017
Ryne Michael OtisEdward JonesNorthwestern Mutual Investment Services, LLC01-06-2017
David Michael FairmanSignator Investors, Inc.Northwestern Mutual Investment Services, LLC11-25-2016
Amanda Kay Bani MelhemLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC08-26-2016
Dallas A CollinsCFD Investments, Inc.Northwestern Mutual Investment Services, LLC09-29-2015
Matthew William HolbrookMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10006-11-2014
Steve M StevensMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-20-2014
Roger Matthew WaytThe Huntington Investment CompanyNorthwestern Mutual Investment Services, LLC02-11-2014
Jamie Allen AsherMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$15010-23-2013
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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