Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Allen SaundersPark Avenue Securities LLCOneAmerica Securities, Inc.09-11-2020
Deanna Rae ConerlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedOneAmerica Securities, Inc.04-07-2020
Brianne Leigh IkerdLPL Financial LLCOneAmerica Securities, Inc.02-13-2020
Jill A DaileyRoyal Alliance Associates, Inc.OneAmerica Securities, Inc.03-12-2019
David Aaron GrayDAG Global, LLCOneAmerica Securities, Inc.03-22-2018
Seth M AttingerMML Investors Services, LLCOneAmerica Securities, Inc.07-25-2017
John David Resley IIIPrincipal Securities, Inc.OneAmerica Securities, Inc.05-23-2017
Norman C MerletVALIC Financial Advisors, Inc.OneAmerica Securities, Inc.03-24-2016
Seth Jacob KimmelPrivate Advisor Group, LLCOneAmerica Securities, Inc.06-01-2015
Troy Austin JerrilsCFD Investments, Inc.OneAmerica Securities, Inc.12-23-2013
Matthew David HaskettEdward JonesOneAmerica Securities, Inc.04-29-2013
John Colby AndersonAFP Group, LLCOneAmerica Securities, Inc.07-23-2012
Tod Michael UtterI4 Advisors LLCOneAmerica Securities, Inc.07-18-2011
Michael Dean DooleyTIAA-CREF Individual & Institutional Services, LLCOneAmerica Securities, Inc.06-20-2011
Marsha G HarrisBrookstone Capital Management LLCOneAmerica Securities, Inc.03-25-2009
Carey Ann YukichEquity Services, Inc.OneAmerica Securities, Inc.$1603-10-2016
Brian J LaciakLPL Financial LLCOneAmerica Securities, Inc.$2506-23-2016

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.