Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan David OwensJ.P. Morgan Securities LLCPruco Securities, LLC.11-08-2019
Gerald Wayne Childs Sr.W&S Brokerage Services, Inc.Pruco Securities, LLC.07-01-2019
Samuel KnightOxinas Partners Wealth ManagementPruco Securities, LLC.05-08-2019
Michael W. ReynoldsEdward JonesPruco Securities, LLC.02-01-2019
Kent Edmund SipeAllstate Financial Services, LLCPruco Securities, LLC.01-08-2019
Richard Albert WilsonCFD Investments, Inc.Pruco Securities, LLC.08-23-2018
Clay Jackson YeoFBL Marketing Services, LLCPruco Securities, LLC.04-16-2018
Matthias MackayTD Ameritrade Investment Management, LLCPruco Securities, LLC.04-12-2018
Andrew James HawickhorstBrucke Financial, Inc.Pruco Securities, LLC.01-05-2018
Ashley C. BenefielCetera Advisors LLCPruco Securities, LLC.07-26-2017
Mark Steven NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-20-2017
Terry Lee BearmanNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.02-22-2017
Seth Alan ParkerBanker Investment GroupPruco Securities, LLC.01-10-2017
Harold Edison BishopNYLIFE Securities LLCPruco Securities, LLC.12-27-2016
Barrett Michael FisherOneAmerica Securities, Inc.Pruco Securities, LLC.11-09-2016
Matthew M. JonesKey Investment Services LLCPruco Securities, LLC.06-17-2016
Matthew J. AlspaughOneAmerica Securities, Inc.Pruco Securities, LLC.02-22-2016
Walter Clyde PulleyOneAmerica Securities, Inc.Pruco Securities, LLC.01-19-2016
Charles R. BostOneAmerica Securities, Inc.Pruco Securities, LLC.12-02-2015
Nicole D. TateOneAmerica Securities, Inc.Pruco Securities, LLC.07-07-2015
Brandon S. WillettOneAmerica Securities, Inc.Pruco Securities, LLC.04-07-2015
Denise Marie BudreauAllstate Financial Services, LLCPruco Securities, LLC.09-23-2014
Stephen Andrew GustkeSignator Investors, Inc.Pruco Securities, LLC.02-21-2014
Kyle Aaron MetzgerJ.P. Morgan Securities LLCPruco Securities, LLC.01-21-2014
Robert Randall HiattState Farm VP Management Corp.Pruco Securities, LLC.09-18-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.