Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Aaron FryeJ.J.B. Hilliard, W.L. Lyons, LLCRaymond James & Associates, Inc.09-21-2018
Henri Joseph BonneDavid A. Noyes & CompanyRaymond James & Associates, Inc.$10004-10-2018
Eric Jeffrey FrappierJ.P. Morgan Securities LLCRaymond James & Associates, Inc.02-28-2018
Brandt James HakansonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10011-01-2017
Vinya SagiRaymond James Financial Services, Inc.Raymond James & Associates, Inc.10-16-2017
Kathryn Lynn ParkinsRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5002-01-2017
John Charles WilliamsRaymond James Financial Services, Inc.Raymond James & Associates, Inc.02-01-2017
Kelli Marie PoppRaymond James Financial Services, Inc.Raymond James & Associates, Inc.02-01-2017
Travis Webb CallawayWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$7809-06-2016
Vanessa A. SopkeCetera Investment Services LLCRaymond James & Associates, Inc.10-01-2015
Mark Robert HildebrandHolistic Financial Partners, LLCRaymond James & Associates, Inc.06-03-2015
Dawn M. Brannon BraunRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1010-28-2014
Amy Lane BurtonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5010-16-2014
Ronald Gene LooneyRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5010-16-2014
Christopher Alan VosmeierRaymond James Financial Services, Inc.Raymond James & Associates, Inc.10-16-2014
Christopher Charles KeenLPL Financial LLCRaymond James & Associates, Inc.08-29-2014
David Jay RaabeStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15004-24-2014
Christopher Wilson PfeifleRBC Capital Markets, LLCRaymond James & Associates, Inc.12-02-2013
Theodore William ByrerMorgan StanleyRaymond James & Associates, Inc.11-11-2013
Paul E. DanielsMorgan StanleyRaymond James & Associates, Inc.11-11-2013
Stanley Lee CrisciRBC Capital Markets, LLCRaymond James & Associates, Inc.$15009-03-2013
Michael John Van AstenRBC Capital Markets, LLCRaymond James & Associates, Inc.07-08-2013
David Ross KristiansenJ.P. Morgan Securities LLCRaymond James & Associates, Inc.$5006-19-2013
Gregory Lee ShirkLaSalle St. Securities, LLCRaymond James & Associates, Inc.$1005-15-2013
Jay C. GagneRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$15003-01-2013
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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