Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam August SmithCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$50003-02-2018
Amy Jo CoolThrivent Investment Management Inc.Raymond James Financial Services, Inc.08-22-2012
Bradley Craig BrailWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.$25009-25-2015
Brendan Todd NormanFifth Third Securities, Inc.Raymond James Financial Services, Inc.05-07-2012
Charles E PikeCetera Investment Services LLCRaymond James Financial Services, Inc.$25001-09-2009
Christopher Evan RayJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.07-16-2015
Christopher Ronald BeckLPL Financial LLCRaymond James Financial Services, Inc.$50007-27-2012
Douglas Matthew RotmanTrue Wealth StewardsRaymond James Financial Services, Inc.09-30-2019
Erin Lee MuttonLarson Financial Securities, LLCRaymond James Financial Services, Inc.07-15-2016
Jason Ryan StahlInvestors Capital Corp.Raymond James Financial Services, Inc.10-22-2013
Jeffrey Joseph MooreFifth Third Securities, Inc.Raymond James Financial Services, Inc.09-09-2016
John Michael LudwigLPL Financial LLCRaymond James Financial Services, Inc.$50012-10-2012
Joseph David StaffordAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.05-24-2017
Joshua David ZorgerLevel Four Advisory ServicesRaymond James Financial Services, Inc.08-01-2014
Julian Craig JohnsonCity Securities CorporationRaymond James Financial Services, Inc.09-04-2013
Kevin Gene AddingtonEdward JonesRaymond James Financial Services, Inc.05-08-2017
Kyle Allen LanterJ.J.B. Hilliard, W.L. Lyons, LLCRaymond James Financial Services, Inc.03-22-2017
Layton David GinderLPL Financial LLCRaymond James Financial Services, Inc.07-24-2018
Lorie Ann GarwoodCetera Investment Services LLCRaymond James Financial Services, Inc.05-20-2010
Michael James ReadyLPL Financial LLCRaymond James Financial Services, Inc.$10012-10-2012
Michael Joseph BullickEdward JonesRaymond James Financial Services, Inc.11-22-2019
Nancy J. CookOneAmerica Securities, Inc.Raymond James Financial Services, Inc.10-29-2019
Phillip P. WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.$10005-16-2016
Robert Michael VenableSchwab Private Client Investment Advisory, Inc.Raymond James Financial Services, Inc.10-09-2013
Ronald Russell Odle IIIPNC InvestmentsRaymond James Financial Services, Inc.02-26-2015
Next Page »

Showing 1 to 25 of 28 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.