Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason William UrbaniakLPL Financial LLCSII Investments, Inc.02-14-2018
Clinton Joseph HenryLPL Financial LLCSII Investments, Inc.02-14-2018
Nicholas Herb ScheumannLPL Financial LLCSII Investments, Inc.02-14-2018
Joseph G. StarkeyLPL Financial LLCSII Investments, Inc.02-14-2018
Clifford James RiceLPL Financial LLCSII Investments, Inc.02-14-2018
Michael Robert HadtLPL Financial LLCSII Investments, Inc.02-14-2018
Stacey Marie FargoLPL Financial LLCSII Investments, Inc.02-14-2018
Adam Kyle SipesLPL Financial LLCSII Investments, Inc.02-14-2018
Lisa Kay EversonSigma Financial CorporationSII Investments, Inc.01-02-2018
Kyle Steven AschlimanSigma Financial CorporationSII Investments, Inc.01-02-2018
Donald Michael DenstaedtWoodbury Financial Services, Inc.SII Investments, Inc.11-16-2017
Jeffrey Richard HoenleWoodbury Financial Services, Inc.SII Investments, Inc.11-16-2017
Gregory William HoenleWoodbury Financial Services, Inc.SII Investments, Inc.11-16-2017
Patrick HorwitzSecurities Service Network, LLCSII Investments, Inc.11-08-2017
Candace M. GillesCFD Investments, Inc.SII Investments, Inc.09-21-2017
Ronald Wayne HatowayParkland Securities, LLCSII Investments, Inc.04-02-2015
Joan C. PetrisProEquities, Inc.SII Investments, Inc.02-23-2010
Mark Owen VandeveldeLPL Financial LLCSII Investments, Inc.$2502-14-2018
Mario Anthon RuizLPL Financial LLCSII Investments, Inc.$5002-14-2018
Rena Lynn NoeLPL Financial LLCSII Investments, Inc.$5002-14-2018
Michael T. BarancykLPL Financial LLCSII Investments, Inc.$5002-14-2018
Stephen P. KavoisLPL Financial LLCSII Investments, Inc.$5002-14-2018
Gregory Max WhitenackSigma Financial CorporationSII Investments, Inc.$10001-02-2018

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.