Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly Dawn ClarkCetera Investment Services LLCWaddell & Reed10-29-2019
Stephen T. ReisingLPL Financial LLCWaddell & Reed06-07-2019
Gary G. Bouch Jr.Oxinas Partners Wealth ManagementWaddell & Reed09-21-2018
Jeffery Dale ClecknerNorthwestern Mutual Investment Services, LLCWaddell & Reed01-08-2018
Kenneth Gene BaizeAmerican Equity Investment CorporationWaddell & Reed01-05-2018
Gregory Delbert BrownCapital Financial Services, Inc.Waddell & Reed03-06-2017
Broderic Charles SchoenCambridge Investment Research, Inc.Waddell & Reed07-01-2016
David Blake GransonCFD Investments, Inc.Waddell & Reed03-28-2016
Michael D. BubaloEdward JonesWaddell & Reed12-21-2015
James Gerald LewisAXA Advisors, LLCWaddell & Reed04-07-2015
Steven John RenieW&S Brokerage Services, Inc.Waddell & Reed03-10-2015
Brett Michael BaconCFD Investments, Inc.Waddell & Reed01-05-2015
William Ryan ReedJ.J.B. Hilliard, W.L. Lyons, LLCWaddell & Reed09-22-2014
Leslie Cameron Finn Sr.Quest Capital Strategies, Inc.Waddell & Reed06-11-2014
Timothy Michael AnneeThrivent Investment Management Inc.Waddell & Reed02-06-2013
Adam Frank CmejlaCambridge Investment Research, Inc.Waddell & Reed12-01-2011
Matthew Allen RiordanCambridge Investment Research, Inc.Waddell & Reed06-16-2011
Philip Ray ThomasCharles Schwab & Co., Inc.Waddell & Reed06-06-2011
Larry Dale ClarkNatcity Investments, Inc.Waddell & Reed10-05-2009
Paul Jason CarusoEdward JonesWaddell & Reed$1008-31-2018
Jill A. DaileyPNC InvestmentsWaddell & Reed$1010-07-2013
Heather Lynn RushenbergWells Fargo Clearing Services, LLCWaddell & Reed$1006-28-2011
Kyle Robert WeathersNatcity Investments, Inc.Waddell & Reed$1001-15-2009
Walter Lewis KoonKoon Financial Planning & Consulting/KFP&CWaddell & Reed$2507-08-2010
Jon Keith StuckerWaddell & ReedWaddell & Reed$10005-02-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.