Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy HartmanProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC$7002-23-2018
Buff Dormeier Donald Dormeier Laura RoweKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC$25012-13-2019
Austin Travis GriffinNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC09-02-2020
Brad John PoloStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-31-2020
India Delores ElliottFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC07-30-2020
Stephen Alan BottomleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-22-2020
Paul Bradley ChurchStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5006-22-2020
Daniel Joseph BottomleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-22-2020
David Vaughan ScottAxiom Financial Strategies Group, LLCWells Fargo Clearing Services, LLC$15002-27-2020
Michael Anthony GrauAxiom Financial Strategies Group, LLCWells Fargo Clearing Services, LLC$1,00002-24-2020
Rebecca Michelle FloydAxiom Financial Strategies Group, LLCWells Fargo Clearing Services, LLC02-24-2020
Montgomery Howard MeeksStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00001-03-2020
Brad A RansomStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-03-2020
Donald William DormeierKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC$10012-13-2019
Buff Pelz DormeierKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC$2512-13-2019
Steven Richard SmithWealth Advisory Solutions, LLCWells Fargo Clearing Services, LLC$15009-30-2019
Johnelle Michael SmithWealth Advisory Solutions, LLCWells Fargo Clearing Services, LLC09-28-2019
Scott David NoelWealth Advisory Solutions, LLCWells Fargo Clearing Services, LLC$15009-28-2019
William David BrutusRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-06-2019
Ian Michael McCormickMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5006-07-2019
Kenneth Eugene RineyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$8605-24-2019
Jane Elizabeth DormanMorgan StanleyWells Fargo Clearing Services, LLC$10005-15-2019
Eric K HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-29-2019
Eddie GillNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC02-18-2019
Andrew James KohmanInfinex Investments, Inc.Wells Fargo Clearing Services, LLC02-06-2019
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.