Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Wade AllenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-19-2009
Ann M McQuillan PerriMorgan StanleyWells Fargo Clearing Services, LLC$10004-08-2011
Barton James HunterWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC12-13-2018
Benjamin Riley BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-16-2019
Benjamin Ryan McConnellFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-13-2018
Brad Lee FromanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2505-27-2016
Bradley Louis RozemaThurston Springer FinancialWells Fargo Clearing Services, LLC08-25-2014
Brian William GuyMorgan StanleyWells Fargo Clearing Services, LLC$10011-08-2018
Charles Jeffery MarlattStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2503-07-2014
Christopher Alan GrayPhysicians Wealth Management, Inc.Wells Fargo Clearing Services, LLC05-07-2014
Clayton Anderson PyferLPL Financial LLCWells Fargo Clearing Services, LLC12-19-2018
Clifford Edward Bryan IIIBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-23-2018
Daniel Frank DavilaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-23-2009
Daniel Robert HughesJ.J.B. Hilliard, W.L. Lyons, LLCWells Fargo Clearing Services, LLC07-16-2018
David Bolden Graham Jr.Morgan StanleyWells Fargo Clearing Services, LLC12-12-2018
Deanna Christine LindlowBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-23-2018
Debra Jane CurryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-30-2015
Duane J. HaleyCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC09-01-2016
Edward John JordanichWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10001-06-2017
Edward Joseph VillanyiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15006-25-2009
Edwin Whitmore Free IIIWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC12-14-2018
Eli GlazerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10006-21-2013
Elizabeth N. BorgerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-21-2013
Eric K. HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-29-2019
Gordon Leonard BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-18-2018
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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