Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austin Travis GriffinNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC09-02-2020
India Delores ElliottFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC07-30-2020
Stephen Alan BottomleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-22-2020
Daniel Joseph BottomleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-22-2020
Rebecca Michelle FloydAxiom Financial Strategies Group, LLCWells Fargo Clearing Services, LLC02-24-2020
Johnelle Michael SmithWealth Advisory Solutions, LLCWells Fargo Clearing Services, LLC09-28-2019
William David BrutusRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-06-2019
Eric K HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-29-2019
Eddie GillNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC02-18-2019
Andrew James KohmanInfinex Investments, Inc.Wells Fargo Clearing Services, LLC02-06-2019
Benard Kyule WeibelInfinex Investments, Inc.Wells Fargo Clearing Services, LLC01-25-2019
Benjamin Riley BryanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-16-2019
Brianna Marie GoodenInfinex Investments, Inc.Wells Fargo Clearing Services, LLC01-02-2019
Clayton Anderson PyferLPL Financial LLCWells Fargo Clearing Services, LLC12-19-2018
Marrisa Michelle TaylorInfinex Investments, Inc.Wells Fargo Clearing Services, LLC12-18-2018
Nathaniel Ross BarkleyInfinex Investments, Inc.Wells Fargo Clearing Services, LLC12-07-2018
Clifford Edward Bryan IIIBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-23-2018
Deanna Christine LindlowBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-23-2018
Jeffrey R Fernandez JrBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-23-2018
Elidia Elizabeth AlvarezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-07-2018
Benjamin Ryan McConnellFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-13-2018
Joseph Douglas HammonsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-01-2018
Sean Alan BuchanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2018
Joseph Michael KieferCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC09-26-2016
Duane J HaleyCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC09-01-2016
Next Page »

Showing 1 to 25 of 102 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.