Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Patrick ClementsAllstate Financial Services, LLCState Farm VP Management Corp.01-16-2009
Michael Richard SchultzAllstate Financial Services, LLCMetLife Securities Inc.10-13-2009
Mark Franklin SchwitzAllstate Financial Services, LLCPruco Securities, LLC.07-22-2010
Vincent E. MooreAllstate Financial Services, LLCState Farm VP Management Corp.10-21-2010
John Robert HarvesterAllstate Financial Services, LLCHorace Mann Investors, Inc.06-06-2012
Lisa Faith BonnerAllstate Financial Services, LLCM&I Financial Advisors, Inc.10-27-2012
Kelly Sue CavanaughAllstate Financial Services, LLCLPL Financial LLC04-22-2013
Mark Andrew CubicAllstate Financial Services, LLCSignator Investors, Inc.12-10-2013
John Anthony BallewAllstate Financial Services, LLCFifth Third Securities, Inc.01-15-2014
John Charles VasuAllstate Financial Services, LLCSaybrus Equity Services, LLC09-15-2014
Denise Marie BudreauAllstate Financial Services, LLCPruco Securities, LLC.09-23-2014
John Joseph KlossAllstate Financial Services, LLCPNC Investments01-05-2015
Michael Edward HarveyAllstate Financial Services, LLCMetLife Securities Inc.06-29-2015
Thomas Harris JonesAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-06-2015
Mark Wayne CraneAllstate Financial Services, LLCVALIC Financial Advisors, Inc.03-15-2016
Roger Keith RussellAllstate Financial Services, LLCPrincipal Securities, Inc.$1004-12-2016
Gerald Wayne Childs Sr.Allstate Financial Services, LLCOneAmerica Securities, Inc.05-27-2016
Joseph H. StoutAllstate Financial Services, LLCW&S Brokerage Services, Inc.09-21-2016
Clark Allen AndersonAllstate Financial Services, LLCForesters Equity Services, Inc.11-17-2016
Wayne Allen PiperAllstate Financial Services, LLCMML Investors Services, LLC11-28-2016
Douglas Allen BrackinAllstate Financial Services, LLCRegulus Advisors, LLC04-18-2017
Kimra Gayle ManionAllstate Financial Services, LLCJ.P. Morgan Securities LLC07-18-2017
Donna Lynn PetriAllstate Financial Services, LLCMML Investors Services, LLC08-24-2017
Timothy Michael AnneeAllstate Financial Services, LLCParkland Securities, LLC03-27-2018
Michael Louis RichardtAllstate Financial Services, LLCPark Avenue Securities LLC$1,00005-16-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.