Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Riley BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-16-2019
Gordon Leonard BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00012-18-2018
Angela Marie MesserAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15012-14-2018
J Gregory RustAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15012-14-2018
Brenda Lynn GoekenAmeriprise Financial Services, Inc.Edward Jones$2511-15-2018
Robert Nelson DeardorffAmeriprise Financial Services, Inc.Edward Jones$107-12-2018
Trevor John CzerniejewskiAmeriprise Financial Services, Inc.AXA Advisors, LLC06-21-2018
Kenneth Eric FritzAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$5002-13-2018
Adam Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Dale Lamar Shafer IIAmeriprise Financial Services, Inc.UBS Financial Services Inc.12-14-2017
Neil Larsen AngerAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-06-2017
Yvonne Kathy DeanAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.09-28-2017
Bryan David PalonisAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC05-30-2017
Daniel Arend StyfAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC05-30-2017
Gary Lee JacksonAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC05-30-2017
Jonathan Michael RickettsAmeriprise Financial Services, Inc.Fifth Third Securities, Inc.05-30-2017
Joseph David StaffordAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.05-24-2017
Russell Wade ShartzerAmeriprise Financial Services, Inc.HD Vest Investment Services$102-16-2017
Lawrence Irvin TurowAmeriprise Financial Services, Inc.MetLife Securities Inc.11-03-2016
Dennis Dean ZimmermanAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.$10008-08-2016
Bradley Vaughn HarroldAmeriprise Financial Services, Inc.MetLife Securities Inc.$1005-12-2016
Bryan Todd BakerAmeriprise Financial Services, Inc.MetLife Securities Inc.$105-10-2016
Paul Michael AckermannAmeriprise Financial Services, Inc.MetLife Securities Inc.05-10-2016
Nicholas John HoetmerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-20-2016
Charles David RidleyAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.$5002-19-2016
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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