Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Gemmer, Adam Gemmer, Brent Gramman, Ronan MarraAmeriprise Financial Services, Inc.Axa Advisors$15002-01-2018
Jeremy F. LloydAmeriprise Financial Services, Inc.AXA Advisors, LLC02-28-2018
Ronan Scott MarraAmeriprise Financial Services, Inc.AXA Advisors, LLC$5002-01-2018
Charles Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Brent James GrammanAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Adam Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Steven Douglas SandkuhlerAmeriprise Financial Services, Inc.Cetera Investment Services LLC04-24-2009
Lauren Carly BattistaAmeriprise Financial Services, Inc.Chase Investment Services Corp.$2501-27-2012
Marc David KleinAmeriprise Financial Services, Inc.City Securities Corporation$5002-17-2012
Brenda Lynn GoekenAmeriprise Financial Services, Inc.Edward Jones$2511-15-2018
Robert Nelson DeardorffAmeriprise Financial Services, Inc.Edward Jones07-12-2018
Derrick T. WellsAmeriprise Financial Services, Inc.Edward Jones$10307-17-2015
Derrick Thomas WellsAmeriprise Financial Services, Inc.Edward Jones$5007-17-2015
Tracie Lynn LuleyAmeriprise Financial Services, Inc.Edward Jones03-19-2010
Philip Warren ParkerAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC05-08-2018
Guy Allan GageAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Kevin Michael DolenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Russell Wade ShartzerAmeriprise Financial Services, Inc.HD Vest Investment Services02-16-2017
Angie Messer, Greg RustAmeriprise Financial Services, Inc.Hilliard Lyons$18212-14-2018
Janet Roxanne VolkersAmeriprise Financial Services, Inc.Investment Planners, Inc.$11411-26-2018
Sonya Teresa DotyAmeriprise Financial Services, Inc.Investment Planners, Inc.$5011-26-2018
Frank Richard VolkersAmeriprise Financial Services, Inc.Investment Planners, Inc.11-26-2018
Kyle Richard VolkersAmeriprise Financial Services, Inc.Investment Planners, Inc.11-26-2018
Melvin Kkeith KruegerAmeriprise Financial Services, Inc.Investment Planners, Inc.11-26-2018
David Andrew LaughlinAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15006-22-2018
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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