Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Riley BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-16-2019
Angie Messer, Greg RustAmeriprise Financial Services, Inc.Hilliard Lyons$18212-14-2018
Gordon Leonard BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-18-2018
J Gregory RustAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-14-2018
Angela Marie MesserAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-14-2018
Daniel Alan ShepardAmeriprise Financial Services, Inc.MML Investors Services, LLC12-11-2018
Janet Roxanne VolkersAmeriprise Financial Services, Inc.Investment Planners, Inc.$11411-26-2018
Sonya Teresa DotyAmeriprise Financial Services, Inc.Investment Planners, Inc.$5011-26-2018
Frank Richard VolkersAmeriprise Financial Services, Inc.Investment Planners, Inc.11-26-2018
Kyle Richard VolkersAmeriprise Financial Services, Inc.Investment Planners, Inc.11-26-2018
Melvin Kkeith KruegerAmeriprise Financial Services, Inc.Investment Planners, Inc.11-26-2018
Brenda Lynn GoekenAmeriprise Financial Services, Inc.Edward Jones$2511-15-2018
Gina Marie Van BarenAmeriprise Financial Services, Inc.Securities America, Inc.$1010-12-2018
Brian Daniel HaehlAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-12-2018
Robert Nelson DeardorffAmeriprise Financial Services, Inc.Edward Jones07-12-2018
Katrina Marie GeisAmeriprise Financial Services, Inc.PNC Investments07-06-2018
David Andrew LaughlinAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15006-22-2018
Scott Ray MintonAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Roger Matthew WaytAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-21-2018
Philip Warren ParkerAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC05-08-2018
Jeremy F. LloydAmeriprise Financial Services, Inc.AXA Advisors, LLC02-28-2018
Charles Gemmer, Adam Gemmer, Brent Gramman, Ronan MarraAmeriprise Financial Services, Inc.Axa Advisors$15002-01-2018
Ronan Scott MarraAmeriprise Financial Services, Inc.AXA Advisors, LLC$5002-01-2018
Charles Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Brent James GrammanAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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