Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Harry HornakAmeriprise Financial Services, Inc.Fifth Third Securities, Inc.$25001-16-2009
Nicoli Gay GroveAmeriprise Financial Services, Inc.Ameriprise Financial Services, Inc.$50001-16-2009
Thomas James SvenstrupAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Brian Charles OsnerAmeriprise Financial Services, Inc.City Securities Corporation01-27-2009
Michele Marie GoldmanAmeriprise Financial Services, Inc.MML Investors Services, LLC02-06-2009
Kevin Charles ColeAmeriprise Financial Services, Inc.Cetera Investment Services LLC02-13-2009
Gary Wayne BenefielAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-13-2009
Steven Douglas SandkuhlerAmeriprise Financial Services, Inc.Cetera Investment Services LLC04-24-2009
Robert Max Decker Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-21-2009
Tracie Lynn LuleyAmeriprise Financial Services, Inc.Edward Jones$10003-19-2010
William Dale RobertsonAmeriprise Financial Services, Inc.Select Portfolio, Inc.$50006-03-2011
Charles Francis McleanAmeriprise Financial Services, Inc.Morgan Stanley08-23-2011
Lauren Battista DoodemanAmeriprise Financial Services, Inc.Chase Investment Services Corp.$25001-27-2012
Marc David KleinAmeriprise Financial Services, Inc.City Securities Corporation$10002-17-2012
Douglas Edward MyersAmeriprise Financial Services, Inc.Fifth Third Securities, Inc.03-09-2012
Courtney L MurphyAmeriprise Financial Services, Inc.Chase Investment Services Corp.$25003-23-2012
Mark Andrew NicholsonAmeriprise Financial Services, Inc.LPL Financial LLC$10004-18-2012
Kevin D. McKayAmeriprise Financial Services, Inc.Scottrade, Inc.05-01-2012
Tyler William HaireAmeriprise Financial Services, Inc.Securian Financial Services, Inc.01-23-2013
Edward Dana BeanAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.11-08-2013
Joseph Bart GianoliAmeriprise Financial Services, Inc.1st Global Capital Corp.$50012-05-2014
John Steven SeculoffAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2015
Lee Frederick McallisterAmeriprise Financial Services, Inc.Allstate Financial Services, LLC$10004-10-2015
Andrew Bradley BakerAmeriprise Financial Services, Inc.LPL Financial LLC05-29-2015
Derrick Thomas WellsAmeriprise Financial Services, Inc.Edward Jones$50007-17-2015
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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