Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy John KlingCFD Investments, Inc.Raymond James Financial Services, Inc.01-02-2020
William James Novack SrCFD Investments, Inc.Cambridge Investment Research, Inc.09-16-2019
Saeed Abdulla SulaimanCFD Investments, Inc.Questar Capital Corporation01-23-2019
Scott T KoontzCFD Investments, Inc.Farmers Financial Solutions, LLC09-26-2018
Diana Lynn CovellCFD Investments, Inc.Avantax Investment Services, Inc.07-23-2018
Leonard Lester NeislerCFD Investments, Inc.MML Investors Services, LLC$2506-25-2018
Jimm Scott NidlingerCFD Investments, Inc.Signator Investors, Inc.01-19-2018
Candace M GillesCFD Investments, Inc.SII Investments, Inc.09-21-2017
Kyle Michael MarburgerCFD Investments, Inc.VALIC Financial Advisors, Inc.07-05-2017
Christin Nicole ClarkCFD Investments, Inc.Lincoln Financial Securities Corporation05-03-2017
Jamie Smith BarberCFD Investments, Inc.Wells Fargo Clearing Services, LLC08-17-2015
Troy Austin JerrilsCFD Investments, Inc.OneAmerica Securities, Inc.12-23-2013
Lynnette M MeyerCFD Investments, Inc.PNC Investments11-01-2013
George W Burkley IIICFD Investments, Inc.Securities Management & Research, Inc.01-31-2012
Milton Bernard MingoCFD Investments, Inc.Hilltop Securities Independent Network Inc.01-26-2011
Renee Cheryl StewartCFD Investments, Inc.CSSC Brokerage Services, Inc.12-03-2010
Leslie Robert MillerCFD Investments, Inc.CSSC Brokerage Services, Inc.$1412-03-2010
Carl Alvin Nichols JrCFD Investments, Inc.Allstate Financial Services, LLC03-03-2010
Lisa Dawn RaderstorfCFD Investments, Inc.PNC Investments01-04-2010
Thomas Eli BeachyCFD Investments, Inc.Legend Equities Corporation01-04-2010
John Marshall CulpepperCFD Investments, Inc.National Planning Corporation05-19-2009
Kurt Richard SupeCFD Investments, Inc.National Planning Corporation05-19-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.