Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carl Joseph GraysonCFD Investments, Inc.W&S Brokerage Services, Inc.05-21-2019
Scott Thomas KoontzCFD Investments, Inc.Farmers Financial Solutions, LLC09-26-2018
Phillip Allen HolcerCFD Investments, Inc.HD Vest Investment Services03-13-2018
Thomas Jefferson Faulconer IVCFD Investments, Inc.Money Concepts Capital Corp02-11-2018
Jimm Scott NidlingerCFD Investments, Inc.Signator Investors, Inc.01-19-2018
Candace M. GillesCFD Investments, Inc.SII Investments, Inc.09-21-2017
Dawn Leclaire WalkerCFD Investments, Inc.LPL Financial LLC09-14-2017
Kyle Michael MarburgerCFD Investments, Inc.VALIC Financial Advisors, Inc.07-05-2017
Jamie Smith BarberCFD Investments, Inc.Wells Fargo Clearing Services, LLC08-17-2015
Brett Michael BaconCFD Investments, Inc.Waddell & Reed01-05-2015
Benjamin T. GlennCFD Investments, Inc.Securities Service Network, LLC08-12-2014
Stephen Thomas WernerCFD Investments, Inc.G. A. Repple & Company08-01-2014
Susan R. FritzCFD Investments, Inc.Cetera Financial Specialists LLC05-08-2014
George W. Burkley IIICFD Investments, Inc.Securities Management & Research, Inc.01-31-2012
Milton Bernard MingoCFD Investments, Inc.Hilltop Securities Independent Network Inc.01-26-2011
Renee Cheryl StewartCFD Investments, Inc.CSSC Brokerage Services, Inc.12-03-2010
Leslie Robert MillerCFD Investments, Inc.CSSC Brokerage Services, Inc.12-03-2010
Lisa Dawn RaderstorfCFD Investments, Inc.PNC Investments01-04-2010
Thomas Eli BeachyCFD Investments, Inc.Legend Equities Corporation01-04-2010
John Marshall CulpepperCFD Investments, Inc.National Planning Corporation05-19-2009
Kurt Richard SupeCFD Investments, Inc.National Planning Corporation05-19-2009
David James KrugerCFD Investments, Inc.Morgan Stanley & Co. Incorporated04-06-2009
Beth Peckinpaugh BeasleyCFD Investments, Inc.Trustmont Financial Group, Inc.$1001-03-2013
Carl Alvin Nichols Jr.CFD Investments, Inc.Allstate Financial Services, LLC$1003-03-2010
Leonard Lester NeislerCFD Investments, Inc.MML Investors Services, LLC$2506-25-2018
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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