Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda Ann BossCambridge Investment Research, Inc.Mutual Service Corporation08-20-2009
Paul Thomas FarthingCambridge Investment Research, Inc.GunnAllen Financial, Inc$5001-19-2010
Brian R. WerthCambridge Investment Research, Inc.LPL Financial LLC$1007-01-2010
Matthew Allen RiordanCambridge Investment Research, Inc.Waddell & Reed06-16-2011
Adam Frank CmejlaCambridge Investment Research, Inc.Waddell & Reed12-01-2011
Kevin Jay GrantCambridge Investment Research, Inc.LPL Financial LLC$1005-01-2013
David Craig CollinsCambridge Investment Research, Inc.Legend Equities Corporation$2507-19-2013
Raymond MarkCambridge Investment Research, Inc.INVEST Financial Corporation$2501-22-2015
William Naylor StantCambridge Investment Research, Inc.Financial West Group$1006-01-2015
Richard Dean GartonCambridge Investment Research, Inc.Investment Centers of America, Inc.$5006-15-2015
Michael Dwight PateCambridge Investment Research, Inc.Investment Centers of America, Inc.$1006-15-2015
Jeffrey Scott HartfieldCambridge Investment Research, Inc.Nfp Advisor Services08-11-2015
Larry Alan DietzCambridge Investment Research, Inc.Park Avenue Securities LLC11-02-2015
Matthew William HolbrookCambridge Investment Research, Inc.MML Investors Services, LLC01-08-2016
Broderic Charles SchoenCambridge Investment Research, Inc.Waddell & Reed07-01-2016
Duane J. HaleyCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC09-01-2016
Cheryl Jean StultzCambridge Investment Research, Inc.Edward Jones10-07-2016
Christopher Edward DoldCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$1501-27-2017
Stephen D. DoldCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation01-27-2017
Howard Edward Rightsell Jr.Cambridge Investment Research, Inc.INVEST Financial Corporation$2510-16-2017
Debra Sue SpencerCambridge Investment Research, Inc.Thurston Springer Financial$1001-05-2018
John Eric HillCambridge Investment Research, Inc.Signator Investors, Inc.$5001-16-2018
Marino Parrish StathCambridge Investment Research, Inc.Signator Investors, Inc.01-16-2018
Adam August SmithCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$5003-02-2018
Emily Jean AltafferCambridge Investment Research, Inc.Briskey Financial Services, LLC05-14-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.