Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Paul GalulloCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Andrew Joseph ManesCambridge Investment Research, Inc.LPL Financial LLC08-30-2019
Christopher William JanotaCambridge Investment Research, Inc.Cetera Advisors LLC01-07-2019
Joshua David McglothlinCambridge Investment Research, Inc.J.P. Morgan Securities LLC10-03-2018
John Stuart MedarisCambridge Investment Research, Inc.Signator Investors, Inc.08-16-2018
Fitzgerald CharlierCambridge Investment Research, Inc.Signator Investors, Inc.08-16-2018
Marino Parrish StathCambridge Investment Research, Inc.Signator Investors, Inc.01-16-2018
Debra Sue SpencerCambridge Investment Research, Inc.Thurston Springer Financial01-05-2018
Stephen D DoldCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation01-27-2017
Cheryl Jean StultzCambridge Investment Research, Inc.Edward Jones10-07-2016
Duane J HaleyCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC09-01-2016
Michael Dwight PateCambridge Investment Research, Inc.Investment Centers of America, Inc.06-15-2015
Evan James WerckenthienCambridge Investment Research, Inc.National Planning Corporation01-02-2015
David Craig CollinsCambridge Investment Research, Inc.Legend Equities Corporation07-19-2013
Kevin A RushCambridge Investment Research, Inc.Ameriprise Financial Services, LLC01-02-2013
Timothy Alan FlickCambridge Investment Research, Inc.New England Securities06-04-2012
Matthew Allen RiordanCambridge Investment Research, Inc.Waddell & Reed06-16-2011
Jill Rae PowersCambridge Investment Research, Inc.Nrp Advisors, Inc.10-29-2010
Brian R WerthCambridge Investment Research, Inc.LPL Financial LLC07-01-2010
Christopher Edward DoldCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$1501-27-2017
Krysten Amie OverlyCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$2508-21-2020
William Naylor StantCambridge Investment Research, Inc.Financial West Group$2506-01-2015
George Edward FergusonCambridge Investment Research, Inc.Tower Square Securities, Inc.$2509-01-2011
Paul Thomas FarthingCambridge Investment Research, Inc.GunnAllen Financial, Inc$2501-19-2010
Todd Shannon KostCambridge Investment Research, Inc.Thurston Springer Financial$5006-19-2020
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.