Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tessa Alexandra KanapauxCetera Investment Services LLCFirst Command Brokerage Services, Inc.08-31-2020
David Norman BrownCetera Investment Services LLCPruco Securities, LLC.06-01-2020
Kimberly Dawn ClarkCetera Investment Services LLCWaddell & Reed10-29-2019
Scott David RivoiraCetera Investment Services LLCThe Leaders Group, Inc.08-01-2019
Thomas J ScottCetera Investment Services LLCPNC Investments$15006-25-2019
Shawn David WhitcraftCetera Investment Services LLCKey Investment Services LLC10-09-2018
William C GuisingerCetera Investment Services LLCPNC Investments04-06-2018
Michael Andrew BellushCetera Investment Services LLCLPL Financial LLC11-17-2017
Greg Lee EmmackCetera Investment Services LLCKey Investment Services LLC07-31-2017
Jamie Lynn EngleCetera Investment Services LLCLPL Financial LLC05-12-2017
John David CavesCetera Investment Services LLCThrivent Investment Management Inc.04-26-2017
Joseph Phillip WaltermannCetera Investment Services LLCLPL Financial LLC09-30-2016
Lori Ann RichcreekCetera Investment Services LLCLPL Financial LLC04-19-2016
Michael Thomas DownhamCetera Investment Services LLCLPL Financial LLC$5004-08-2016
Timothy Wayne FisherCetera Investment Services LLCSagePoint Financial, Inc.$15003-28-2016
Liam P GarveyCetera Investment Services LLCInfinex Investments, Inc.01-20-2016
Zachary Alan FiandtCetera Investment Services LLCJ.P. Morgan Securities LLC01-04-2016
Vanessa A SopkeCetera Investment Services LLCRaymond James & Associates, Inc.10-01-2015
Matthew R VincentCetera Investment Services LLCJ.P. Morgan Securities LLC07-07-2015
Dustin James StahleyCetera Investment Services LLCJ.P. Morgan Securities LLC$15004-27-2015
David N BrechbuhlCetera Investment Services LLCCity Securities Corporation04-02-2015
Michael T CottierCetera Investment Services LLCJ.P. Morgan Securities LLC06-27-2014
Sherri Sue ChaneyCetera Investment Services LLCInvestment Centers of America, Inc.01-10-2013

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.