A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: models/simple_app_model.php

Line Number: 1563

A PHP Error was encountered

Severity: Warning

Message: Invalid argument supplied for foreach()

Filename: models/simple_app_model.php

Line Number: 1476

Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles E. PikeCetera Investment Services LLCRaymond James Financial Services, Inc.01-09-2009
Jennifer Miller WilkersonCetera Investment Services LLCKey Investment Services LLC$1009-21-2009
Jonathan Scott JacobyCetera Investment Services LLCFifth Third Securities, Inc.01-04-2010
David Brian MahlanCetera Investment Services LLCPNC Investments03-08-2010
Lorie Ann GarwoodCetera Investment Services LLCRaymond James Financial Services, Inc.05-20-2010
Debra Lee PowellCetera Investment Services LLCForesters Financial Services, Inc.06-18-2010
Scott Michael HartmanCetera Investment Services LLCKey Investment Services LLC06-22-2010
Kyle Matthew SweetCetera Investment Services LLCNew England Securities12-21-2011
Sherri Sue ChaneyCetera Investment Services LLCInvestment Centers of America, Inc.01-10-2013
Clifford John YorkCetera Investment Services LLCFifth Third Securities, Inc.$2501-28-2013
Mitchell T. WolfeCetera Investment Services LLCJ.P. Morgan Securities LLC03-06-2013
Abel Joseph ErnstbergerCetera Investment Services LLCCharles Schwab & Co., Inc.04-19-2013
Richard Alan PonderCetera Investment Services LLCFifth Third Securities, Inc.01-22-2014
Michael T. CottierCetera Investment Services LLCJ.P. Morgan Securities LLC06-27-2014
Joshua Alan CainCetera Investment Services LLCPNC Investments07-01-2014
Michael Richard LobeckCetera Investment Services LLCRaymond James & Associates, Inc.01-29-2015
Alec Elias RosarioCetera Investment Services LLCEdward Jones$1003-01-2015
Claudia Kaye NewellCetera Investment Services LLCVALIC Financial Advisors, Inc.03-16-2015
Jennifer Marie SmithCetera Investment Services LLCVALIC Financial Advisors, Inc.04-01-2015
David N BrechbuhlCetera Investment Services LLCCity Securities Corporation$5004-02-2015
Truitt Scott FicklinCetera Investment Services LLCEdward Jones04-13-2015
Dustin James StahleyCetera Investment Services LLCJ.P. Morgan Securities LLC$2504-27-2015
Joseph Lamont WilliamsCetera Investment Services LLCJ.P. Morgan Securities LLC$1007-01-2015
Matthew R. VincentCetera Investment Services LLCJ.P. Morgan Securities LLC07-07-2015
Vanessa A. SopkeCetera Investment Services LLCRaymond James & Associates, Inc.10-01-2015
Next Page »

Showing 1 to 25 of 59 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.