Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Natalie Mae PeiCetera Investment Services LLCForesters Financial Services, Inc.06-20-2019
Ryan Curtis LawsonCetera Investment Services LLCOneAmerica Securities, Inc.01-29-2018
Greg Lee EmmackCetera Investment Services LLCKey Investment Services LLC07-31-2017
Joseph Phillip WaltermannCetera Investment Services LLCLPL Financial LLC09-30-2016
Michele Joanne MyersCetera Investment Services LLCSignator Investors, Inc.07-12-2016
Lori Ann RichcreekCetera Investment Services LLCLPL Financial LLC04-19-2016
Timothy Wayne FisherCetera Investment Services LLCSagePoint Financial, Inc.03-28-2016
Liam P. GarveyCetera Investment Services LLCInfinex Investments, Inc.01-20-2016
Vernon Douglas Isaacs IIICetera Investment Services LLCThe Huntington Investment Company11-27-2015
Ashley D. HallCetera Investment Services LLCWells Fargo Advisors Financial Network, LLC11-18-2015
Vanessa A. SopkeCetera Investment Services LLCRaymond James & Associates, Inc.10-01-2015
Matthew R. VincentCetera Investment Services LLCJ.P. Morgan Securities LLC07-07-2015
Michael T. CottierCetera Investment Services LLCJ.P. Morgan Securities LLC06-27-2014
Sherri Sue ChaneyCetera Investment Services LLCInvestment Centers of America, Inc.$1001-10-2013
Keith Frederick FranceCetera Investment Services LLCBMO Harris Financial Advisors, Inc.$2504-05-2019
Michael Andrew BellushCetera Investment Services LLCLPL Financial LLC$2511-17-2017
Dustin James StahleyCetera Investment Services LLCJ.P. Morgan Securities LLC$2504-27-2015
David N BrechbuhlCetera Investment Services LLCCity Securities Corporation$5004-02-2015

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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