Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tony L IanniCharles Schwab & Co., Inc.Fifth Third Securities, Inc.08-17-2020
Jenada Ileen TaylorCharles Schwab & Co., Inc.J.P. Morgan Securities LLC04-09-2019
Vincent J SeatsCharles Schwab & Co., Inc.J.P. Morgan Securities LLC04-08-2019
Wayne Gustav BrummCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.01-03-2019
Rebecca Ann HiestandCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.01-03-2019
Austin Dale PayneCharles Schwab & Co., Inc.TD Ameritrade, Inc.06-22-2018
Matthew Ross LybargerCharles Schwab & Co., Inc.Scottrade, Inc.04-11-2018
Joseph K HelfrichCharles Schwab & Co., Inc.Fifth Third Securities, Inc.$10012-20-2017
William Christopher CollinsCharles Schwab & Co., Inc.J.P. Morgan Securities LLC04-17-2017
Jacob C VenableCharles Schwab & Co., Inc.Money Concepts Capital Corp01-05-2017
Frederick William Means JrCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-15-2015
Dean Everett HickersonCharles Schwab & Co., Inc.LPL Financial LLC11-03-2015
Jeremy Todd ZeichnerCharles Schwab & Co., Inc.TIAA-CREF Individual & Institutional Services, LLC07-11-2013
Michael Everett JohnsonCharles Schwab & Co., Inc.Todd Asset Management LLC02-22-2013
Mistie Dawn TrameCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-12-2012
Philip Ray ThomasCharles Schwab & Co., Inc.Waddell & Reed06-06-2011
Thomas MathewsCharles Schwab & Co., Inc.UBS Financial Services Inc.06-29-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.