Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale Leary SelfChase Investment Services Corp.TD Ameritrade Investment Management, LLC07-31-2012
Darlene Kay ParadiseChase Investment Services Corp.Key Investment Services LLC07-23-2012
Larry Dale ClarkChase Investment Services Corp.PNC Investments07-16-2012
James Kermit Lewis IIIChase Investment Services Corp.Edward Jones06-01-2012
Richard Allen BieleckiChase Investment Services Corp.Key Investment Services LLC06-01-2012
Caleb Thomas QuickChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2012
Holly Rae DemarcoChase Investment Services Corp.PFS Investments Inc.05-21-2012
Paul Mathew GerardChase Investment Services Corp.LPL Financial LLC05-01-2012
Hans Christian HerrChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2012
Michael Townsend LawrenceChase Investment Services Corp.Charles Schwab & Co., Inc.11-14-2011
Joseph Lemont WilliamsChase Investment Services Corp.Key Investment Services LLC11-01-2011
Matthew Aaron KnoblauchChase Investment Services Corp.M&I Financial Advisors, Inc.08-31-2011
Daniel Christian KelleyChase Investment Services Corp.PNC Investments08-29-2011
Cean Renee BentChase Investment Services Corp.Ogilvie Security Advisors Corporation07-29-2011
Wanda Lynn PylesChase Investment Services Corp.Wells Fargo Clearing Services, LLC06-27-2011
Julia A SlatteryChase Investment Services Corp.Edward Jones06-01-2011
Jennifer M HoneycuttChase Investment Services Corp.PNC Investments04-01-2011
John Michael HarrisChase Investment Services Corp.OneAmerica Securities, Inc.04-01-2011
Kyle Stanley LudwickChase Investment Services Corp.Pruco Securities, LLC.02-21-2011
Adam Reid FromsonChase Investment Services Corp.David A. Noyes & Company01-18-2011
Justin Matthew MartinChase Investment Services Corp.Essex National Securities, LLC12-20-2010
Stephen William MarcouChase Investment Services Corp.The Huntington Investment Company11-01-2010
David Allen CouncilChase Investment Services Corp.Fifth Third Securities, Inc.07-01-2010
Larry Matthew MorganChase Investment Services Corp.Edward Jones06-21-2010
Lenee Nicole ThomasChase Investment Services Corp.Charles Schwab & Co., Inc.05-24-2010
Next Page »

Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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