Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tony S ChoiCommonwealth Financial NetworkEdward Jones$15009-28-2020
Edward R WildermuthCommonwealth Financial NetworkMML Investors Services, LLC06-01-2020
Thomas Edward BurkeCommonwealth Financial NetworkCambridge Investment Research, Inc.01-16-2020
Matthew Kent BurkeCommonwealth Financial NetworkCambridge Investment Research, Inc.$15001-16-2020
Joshua Alan WeaverCommonwealth Financial NetworkCambridge Investment Research, Inc.01-16-2020
Keith WatermanCommonwealth Financial NetworkCambridge Investment Research, Inc.01-16-2020
James Kevin WaningerCommonwealth Financial NetworkAmeriprise Financial Services, LLC12-06-2019
Matthew Lane Puckett UnderwoodCommonwealth Financial NetworkEdward Jones05-03-2019
Stephanie N AshleyCommonwealth Financial NetworkCharles Schwab & Co., Inc.08-20-2018
William Verhagen Christopher Harmon Ian Essling Mark KrausCommonwealth Financial NetworkMML Investors Services, LLC$40008-13-2018
Christopher Neal HarmonCommonwealth Financial NetworkMML Investors Services, LLC$10008-10-2018
Ian Graham EsslingCommonwealth Financial NetworkMML Investors Services, LLC$508-10-2018
Tyler S MattoxCommonwealth Financial NetworkMML Investors Services, LLC08-10-2018
Kenneth Elmer RickelmanCommonwealth Financial NetworkLincoln Financial Securities Corporation$2507-16-2018
Leigh Allen SmithCommonwealth Financial NetworkRehmann Financial Network, LLC02-05-2018
Daniel King PalmerCommonwealth Financial NetworkRehmann Financial Network, LLC$1,00002-05-2018
Steven Scott MeierCommonwealth Financial NetworkMML Investors Services, LLC$2509-22-2017
Nancy Cooper PittCommonwealth Financial NetworkMML Investors Services, LLC09-22-2017
Ahmad Motallebi KashaniCommonwealth Financial NetworkMetLife Securities Inc.$5002-16-2017
Cameron S KashaniCommonwealth Financial NetworkMetLife Securities Inc.02-16-2017
Gary Budd Derek Budd Eric KieffnerCommonwealth Financial NetworkMSI Financial Services, Inc.$9507-08-2016
Eric D KieffnerCommonwealth Financial NetworkMetLife Securities Inc.07-08-2016
Christopher Ronald BakerCommonwealth Financial NetworkTransamerica Financial Advisors, Inc03-28-2016
Edward James SnyderCommonwealth Financial NetworkTransamerica Financial Advisors, Inc$5003-28-2016
Kane Karl BrolinCommonwealth Financial NetworkAmeriprise Financial Services, LLC10-31-2014
Next Page »

Showing 1 to 25 of 27 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.