Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Helen Kurlander GoldsteinCommonwealth Financial NetworkThurston Springer Financial$10012-20-2010
Amelia Ann WestCommonwealth Financial NetworkThurston Springer Financial12-20-2010
Justin Henry Thomas CastelliCommonwealth Financial NetworkVALIC Financial Advisors, Inc.$1005-31-2013
Kane Karl BrolinCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5010-31-2014
Amanda Jo OakleyCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5009-16-2015
Christopher Ronald BakerCommonwealth Financial NetworkTransamerica Financial Advisors, Inc$2503-28-2016
Edward James SnyderCommonwealth Financial NetworkTransamerica Financial Advisors, Inc$2503-28-2016
Gary Preston BuddCommonwealth Financial NetworkMetLife Securities Inc.07-08-2016
Eric D. KieffnerCommonwealth Financial NetworkMetLife Securities Inc.07-08-2016
Ahmad Motallebi KashaniCommonwealth Financial NetworkMetLife Securities Inc.02-16-2017
Cameron S. KashaniCommonwealth Financial NetworkMetLife Securities Inc.02-16-2017
Steven Scott MeierCommonwealth Financial NetworkMML Investors Services, LLC$9109-22-2017
Nancy Cooper PittCommonwealth Financial NetworkMML Investors Services, LLC09-22-2017
Leigh Allen SmithCommonwealth Financial NetworkRehmann Financial Network, LLC02-05-2018
Daniel King PalmerCommonwealth Financial NetworkRehmann Financial Network, LLC02-05-2018
Kenneth Elmer RickelmanCommonwealth Financial NetworkLincoln Financial Securities Corporation$2507-16-2018
Christopher Neal HarmonCommonwealth Financial NetworkMML Investors Services, LLC$10008-10-2018
Ian Graham EsslingCommonwealth Financial NetworkMML Investors Services, LLC$508-10-2018
Tyler S. MattoxCommonwealth Financial NetworkMML Investors Services, LLC08-10-2018
Stephanie N AshleyCommonwealth Financial NetworkCharles Schwab & Co., Inc.08-20-2018
Karen Sue BleschCommonwealth Financial Network1st Global Capital Corp.03-04-2019
Matthew Lane UnderwoodCommonwealth Financial NetworkEdward Jones05-03-2019
James Kevin WaningerCommonwealth Financial NetworkAmeriprise Financial Services, LLC12-06-2019
Thomas Edward BurkeCommonwealth Financial NetworkCambridge Investment Research, Inc.01-16-2020
Matthew Kent BurkeCommonwealth Financial NetworkCambridge Investment Research, Inc.$15001-16-2020
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.