Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Temple NiersteFifth Third Securities, Inc.J.P. Morgan Securities LLC03-06-2010
Ryan Jay KelleyFifth Third Securities, Inc.Morgan Stanley08-30-2010
Lisa Elaine BennettFifth Third Securities, Inc.PNC Investments09-01-2010
Nancy Jane Breeding-EverhartFifth Third Securities, Inc.Chase Investment Services Corp.12-12-2011
Rodney Dewayne SmithFifth Third Securities, Inc.Chase Investment Services Corp.01-04-2012
Maggie Margret QuickFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC$1006-27-2013
Tyler Edward SmithFifth Third Securities, Inc.LPL Financial LLC$1010-08-2013
David Ross StricklandFifth Third Securities, Inc.Asset Management Strategies, Inc.02-18-2014
Teresa Denise McMillanFifth Third Securities, Inc.J.P. Morgan Securities LLC02-26-2014
Melinda Kathaleen BeierFifth Third Securities, Inc.LPL Financial LLC06-18-2014
Lisa Marie JonesFifth Third Securities, Inc.J.P. Morgan Securities LLC10-15-2014
Adam Zachary TaylorFifth Third Securities, Inc.PNC Investments01-05-2015
Alain Bahram BrownFifth Third Securities, Inc.PNC Investments$1001-06-2015
Brandon Wayne GreggFifth Third Securities, Inc.Edward Jones04-10-2015
Chad Edward SlaughterFifth Third Securities, Inc.J.P. Morgan Securities LLC04-28-2015
William Henry CoxFifth Third Securities, Inc.Investment Professionals, Inc.$5005-06-2015
Matthew James RussellFifth Third Securities, Inc.Edward Jones06-29-2016
Jeffrey Joseph MooreFifth Third Securities, Inc.Raymond James Financial Services, Inc.09-09-2016
Daniel Clay Quinn Jr.Fifth Third Securities, Inc.BB&T Investment Services, Inc.07-25-2017
Donna C. CaprettiFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.03-22-2018
Benjamin Ryan McConnellFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-13-2018
John H. ShankFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC10-15-2018
Kelly Sue CavanaughFifth Third Securities, Inc.LPL Financial LLC05-30-2019
Joseph Lamont WilliamsFifth Third Securities, Inc.LPL Financial LLC$1011-22-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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