Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Aaron FryeJ.J.B. Hilliard, W.L. Lyons, LLCRaymond James & Associates, Inc.09-21-2018
Kimberly Sue SchultzJ.J.B. Hilliard, W.L. Lyons, LLCDonaldson Capital Management LLC08-01-2018
Daniel Robert HughesJ.J.B. Hilliard, W.L. Lyons, LLCWells Fargo Clearing Services, LLC07-16-2018
Scott Riley OsbornJ.J.B. Hilliard, W.L. Lyons, LLCRaymond James Financial Services, Inc.07-27-2017
John Lee SmithJ.J.B. Hilliard, W.L. Lyons, LLCEdward Jones$5006-15-2017
William Ryan ReedJ.J.B. Hilliard, W.L. Lyons, LLCWaddell & Reed09-22-2014
David Brian PerigoJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2013
Thomas Kent GowinJ.J.B. Hilliard, W.L. Lyons, LLCOneAmerica Securities, Inc.08-05-2013
Robert Gerard BernardinJ.J.B. Hilliard, W.L. Lyons, LLCMorgan Stanley$20010-19-2012
Alyce Faith ZollmanJ.J.B. Hilliard, W.L. Lyons, LLCLPL Financial LLC10-24-2011
Jeffrey Wayne TooleyJ.J.B. Hilliard, W.L. Lyons, LLCCetera Investment Services LLC01-16-2009
Jill Stallings GutreuterJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$5001-02-2009

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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