Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred Debow Rice IIIJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-02-2020
Sean Michael WolfeJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.04-17-2020
Katrina M GeisJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC03-06-2020
Fermon L OwensJ.P. Morgan Securities LLCPruco Securities, LLC.$10012-17-2019
Ann Michelle DavisJ.P. Morgan Securities LLCFifth Third Securities, Inc.12-11-2019
Robert Quinton MillerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2019
Brandon Duane BlumenhorstJ.P. Morgan Securities LLCEdward Jones11-29-2019
Alisha L HaleyJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.11-27-2019
Jonathan David OwensJ.P. Morgan Securities LLCPruco Securities, LLC.11-08-2019
David Joseph SternastyJ.P. Morgan Securities LLCEdward Jones10-25-2019
Trevor Charles Walter DavidJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC09-18-2019
Austin Boone JarrettJ.P. Morgan Securities LLCEdward Jones08-06-2019
Zachary T AshbyJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-29-2019
Seth CromerJ.P. Morgan Securities LLCEdward Jones02-05-2019
Bart Edwin ShambaughJ.P. Morgan Securities LLCEdward Jones01-31-2019
Sean Patrick DixonJ.P. Morgan Securities LLCMorgan Stanley01-08-2019
David A JaicomoJ.P. Morgan Securities LLCWolfrum and Co.$5012-20-2018
Bethany YoungsJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.12-14-2018
Nick Allen NeefJ.P. Morgan Securities LLCNYLIFE Securities LLC11-15-2018
Gregory FlynnJ.P. Morgan Securities LLCEdward Jones11-15-2018
Thomas Eric BennettJ.P. Morgan Securities LLCEdward Jones10-30-2018
Sean T PflumJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors09-10-2018
Samantha PezzuteJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-31-2018
Edgar W Bassick VJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-15-2018
Michael StocksickJ.P. Morgan Securities LLCVoya Financial Advisors, Inc.06-06-2018
Next Page »

Showing 1 to 25 of 63 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.