Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy ClaryJ.P. Morgan Securities LLCAXA Advisors, LLC06-23-2014
Mitchell T. WolfeJ.P. Morgan Securities LLCCetera Investment Services LLC05-06-2013
Matthew Ryan ZacariasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-16-2018
Francis Anthony AmpilJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$5002-23-2015
Cherif Souleymane AidaraJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-17-2012
Conni Renee McEwenJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Dale Leary SelfJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Matthew Aaron KnoblauchJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Scott Christopher ReinerJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Hans Christian HerrJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Brandi Lynn RestleJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Craig Alan HarrisJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Steven Charles UnderwoodJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Adam C. FaustJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
William Lee CardwellJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Patrick T. PriceJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Erik Joseph FearnowJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Valorie Jean TuftJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Scotty Alan FergusonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
John Thomas MansfieldJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Michael Townsend LawrenceJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Timothy Christopher BouslogJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Linda Sue GoodwinJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jennifer Patricia AyersJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Mickealin Lavor CassellJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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